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E*TRADE from Morgan Stanley · 2 weeks ago

Internal Audit Associate - Institutional Securities Group Technology

New York, New York, United States of America

Full-time

Onsite

Mid Level

$108K/yr - $154K/yr

4+ years exp

E*TRADE from Morgan Stanley is a global leader in financial services, known for its commitment to innovation and client service. They are seeking an Associate to provide audit coverage for application and system infrastructure supporting Institutional Securities Group Technology, focusing on assessing the quality and effectiveness of internal controls within the firm.

BankingFinanceFinancial Services

Responsibilities

Help identify risk and impact to relevant coverage area to prioritize areas of focus

Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment

Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner

Assist in managing multiple deliverables in line with team priorities

Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers

Qualification

Audit principlesRisk assessmentsData analysisRegulatory knowledgeInclusive behaviors

Required

Understanding of business line and key regulations relevant to coverage area

Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)

Ability to identify and analyze multiple data sources to inform point of view

Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly

A commitment to practicing inclusive behaviors

At least 4 years' relevant experience would generally be expected to find the skills required for this role