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IRA Financial · 3 weeks ago

Internal Audit Specialist

Sioux Falls, SD

Full-time

Onsite

New Grad, Entry Level

IRA Financial is seeking an Internal Audit Specialist responsible for performing audits of operational and compliance activities. The role involves evaluating internal controls, identifying risks, and recommending improvements to enhance the effectiveness of the organization’s operations and controls.

Financial ServicesFinTech

Responsibilities

Conduct regular reviews and updates to ensure policies and procedures reflect current regulatory requirements and best practices

Perform periodic audits of IRA accounts and transactions to identify potential compliance issues or discrepancies

Review and analyze account documentation, transaction records, and reporting to ensure accuracy and adherence to procedures

Interpret and apply regulations and guidelines to various IRA scenarios and provide compliance advice

Assist in addressing compliance issues or discrepancies identified during audits

Develop, implement, and maintain policies and documentation to ensure compliance with evolving regulations and laws

Maintain up-to-date knowledge of IRA rules and regulations

Collaborate with internal teams to ensure seamless experience for clients and support overall business objectives

Prepare comprehensive reports for the Compliance Manager, highlighting findings and recommendations

Other tasks as assigned by management

Qualification

Financial services experienceIRA administrationFinancial software proficiencyAnalytical skillsCommunication skillsAttention to detailTeam collaboration