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U.S. Financial Technology · 1 day ago

Governance, Risk and Compliance Lead - Financial Crimes

United States

Full-time

Remote

Senior Level

$132K/yr - $156K/yr

7+ years exp

U.S. Financial Technology (U.S. FinTech) is seeking an experienced Governance, Risk and Compliance Lead - Financial Crimes to join our team of talented professionals. The Lead will manage operations related to regulatory and control-based programs, including privacy, fraud and anti-money laundering, and assist in special projects to ensure a compliant environment at U.S. FinTech.

Financial ServicesInformation TechnologySecurity

Comp. & Benefits

No H1B

Responsibilities

Lead aspects of Compliance programs and initiatives, including privacy, anti-money laundering, fraud and other second line regulatory oversight such as Compliance reviews, transaction monitoring, and gap assessments, in consultation with the Chief Compliance Officer and Director, and with the assistance of other team members where appropriate

Conduct monitoring and second line control testing, focused on assessing control effectiveness mitigating Financial Crimes risk and compliance with laws and regulations

Lead Compliance assessment of material third parties, including analyzing third parties compliance programs to ensure risks to the Company are mitigated, communicating issues with internal and external stakeholders, documenting analysis, recommendations and findings, and performing ongoing monitoring

Special Projects – Manage and administer special projects based on departmental needs, also intended as growth opportunities such as creating presentations, presenting to management, developing new initiatives, and representing the department on cross-functional teams

Qualification

GovernanceRiskComplianceFinancial Crimes ComplianceRegulatory oversightEGRC toolsMicrosoft Office ProductsAnalytical skillsLeadershipCritical thinkingCommunication skills

Required

Bachelor's degree in any field

Minimum of 7 years of related experience—compliance or business operations manager, risk or audit manager or related

Applicants must be authorized to work in the US without requiring employer sponsorship currently or in the future. U.S. FinTech does not offer H-1B sponsorship for this position

High level of reading comprehension and writing ability, able to read and understand regulations, guidance, risk and control language

Talented, energetic and engaged team player, who effectively manages programs and initiatives, identifying problems, finding solutions, and suggesting improvement opportunities

Superior leadership and operational skills, able to prioritize work on multiple projects, identify and categorize follow ups, determine next steps, advise and obtain buy in from stakeholders

Strong leader who builds and maintains relationships with internal and external stakeholders, empowering others by providing support and information as needed

Strong communication and presentation skills, ability to advise business process owners on compliance practices that enable innovation and growth

Excellent critical thinking and analytical skills, reasoning ability, logical thinking, and attention to detail

Knowledgeable in the usage and functionality of eGRC tools and Microsoft Office Products, specifically: Teams, Outlook, Excel, SharePoint