CATIC · 1 month ago
Compliance Consultant - Hybrid position inConnecticut
Rocky Hill, CT
Full-time
Hybrid
Mid Level
3+ years expCATIC is a company that provides operational audits to mitigate risks for the Company. The Compliance Consultant is responsible for scheduling audits of independent agents, performing on-site reviews, and ensuring compliance with the organization's policies and procedures.
Financial ServicesInsurance
Responsibilities
Schedule agent audits in accordance with company’s risk model system, requests from management and on an as needed basis within assigned territory
Send out audit notifications to agents and prepare all necessary pre-audit materials
Examine any prior audit items, as applicable
Perform on-site agency reviews and complete all necessary audit steps, including escrow, file and policy reviews
Complete all required audit forms, including agency audit form, escrow evaluation, list of bank accounts, etc
Ensure all audit and risk issues are identified and properly addressed and noted in the spreadsheet/reports
Ensure all pertinent audit issues are fully disclosed to management in a consistent manner
Communicate audit issues to agents and recommend methods for improvement
Participate in educational programs and training
Maintain independence
Compliance and adherence at all times with the organization’s Code of Ethics and Conduct as well as all of our company’s policies
Other duties as assigned
Qualification
Required
A Driver's license is required for this position
Ability to organize and prioritize job tasks to meet deadlines. Possess flexibility to handle multiple assignments simultaneously. Ability to research and respond to inquiries promptly and accurately
Possess strong problem solving, analytical and communication skills
Demonstrate ability to work independently and make decisions
Must demonstrate ability to exercise confidentiality and discretion as well as comply with company policies and regulatory requirements as established
Must have strong PC skills, preferably on a Windows platform and Microsoft Office environment
Effective oral and written communication skills
Ability to travel as needed
Work well within a team environment. Interact well with all levels of associates within the company and at agencies
Must be able to carry up to 10 pounds of materials
Overtime and/or weekend work may be required while working in the office or traveling
Completion of an undergraduate degree in Accounting or equivalent combination of industry education, training and experience that demonstrates the ability to perform the necessary job functions
Preferred
Minimum of 3 years of experience in auditing is a plus
Auditing experience within the title industry is a plus
Company
CATIC
CATIC has provided high-quality professional services to insured lenders, attorneys, home buyers, & members of the real estate community.
51-200 employees
Funding
Current Stage
Growth StageLeadership Team
C
Christina Colbert
Vice President, Senior Title Counsel
Recent News
HousingWire.com
2025-04-19
2025-04-17
2024-10-30
Company data provided by crunchbase