Jefferies · 1 day ago
CIP and CDD Compliance Supervisor
Jersey City, NJ
Full-time
Onsite
Mid, Senior Level
$90K/yr - $120K/yr
5+ years expJefferies is a leading global investment banking and capital markets firm providing a range of financial services. The Compliance CIP and CDD Compliance Supervisor role is responsible for ensuring adherence to regulatory requirements related to Customer Identification Programs and Customer Due Diligence, while providing advisory guidance and managing compliance risks.
BankingFinancial ServicesWealth Management
Responsibilities
Providing advisory guidance with respect to the Firm’s Customer Identification Program (CIP) and Customer Due Diligence (CDD) policies and requirements to CIP compliance team members, customer onboarding/refresh teams and front office business units
Managing the assessment, escalation and resolution of adverse media, political exposure, regulatory sanctions and government economic sanctions (Sanctions) generated in connection with the screening of new and existing customer relationships from a reputational and regulatory risk perspective
Overseeing the performance of enhanced due diligence in connection with the review and approval of customer relationships designated as Medium or High Risk pursuant to the Firm’s CIP
Reviewing, assessing and escalating disclosed customer dealings with sanctioned countries and parties to mitigate potential regulatory and reputational risk exposure to the Firm
Assisting with the CIP/CDD quality assurance (QA)/quality control (QC) review processes
Coordinating the annual and ongoing review of the Firm’s CIP Risk on a global basis
Maintaining and updating the Firm’s Customer Screening, PEP and Customer Risk Assessment guidelines
Assisting with the development of the Firm’s annual AML training
Qualification
Required
Solid understanding of CIP, CDD, and Sanctions regulations and industry best practices
Ability to operate in a fast paced, dynamic environment
Excellent communication and problem-solving skills, with the ability to manage relationships with competing work priorities across a wide range of stakeholders including onboarding and client refresh teams, front office teams, coverage compliance officers and senior management
Strong analytical skills to diagnose issues, propose solutions, and implement changes effectively
Bachelor's degree
5 years+ of CIP, CDD and QA/QC compliance experience at a global financial institution
Understanding of OFAC economic sanctions
Fluent in Excel, Word and PowerPoint
Preferred
Experience working knowledge of Oracle customer list filtering solution
CAMS or equivalent certification in CIP/CDD/Sanctions
Benefits
Annual discretionary incentive and retention bonus
Medical, dental & vision coverage
401(k)
Life, accident, and disability insurance
Wellness programs
Paid time off packages that include planned time off (e.g., vacation), unplanned time off (e.g., sick leave), and paid holidays
Paid parental leave
Company
Jefferies
Jefferies provides research and execution services in equity, fixed income, and foreign exchange markets.
5001-10000 employees
H1B Sponsorship
Jefferies has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (147)
2024 (122)
2023 (83)
2022 (183)
2021 (169)
2020 (60)
Funding
Current Stage
Late StageTotal Funding
unknown2012-11-12Acquired
Leadership Team
Shekhar Asnani
Vice President Investment Banking
Cameron Lester
Managing Director, Global Co-head of Tech Investment Banking
Recent News
2026-01-08
2026-01-07
2026-01-05
Company data provided by crunchbase