Wintrust Financial Corporation · 3 days ago
VP Compliance - Retail Banking & Payments
Rosemont, IL
Full-time
Onsite
Mid, Senior Level
$117K/yr - $158K/yr
7+ years expWintrust Financial Corporation is a $66 billion financial institution based in Rosemont, Illinois, providing community and commercial banking services. The Compliance VP will lead compliance efforts for assigned business lines, ensuring adherence to federal and state regulations while managing compliance risks and supporting business operations.
Financial ServicesWealth Management
Responsibilities
Serve as the key resource to assigned business units and management providing a range of support and analysis on regulatory compliance requirements; Participate in business specific agile projects as a Compliance SME; Coordinate across CRA, Fair Banking, Compliance Review, Program Management, and BSA/AML to facilitate a consistent, connected and coordinated Compliance Management system
Advise and consult on proposed new products, services, and initiatives regarding compliance obligations, corresponding compliance risks, and mitigating controls
Identify and communicate compliance deficiencies and potential problems to management; coordinates with and provides assistance to management in developing and implementing appropriate corrective action to resolve identified problems. Tracks all issues requiring corrective action and follows up to ensure corrective action has been taken. Assists in completing Compliance Risk Assessment process
Assist the business in implementation of new and amended laws and regulations, including conducting regulatory research in response to business unit inquiries; Work with the Business to identify and track issues and emerging risks for resolution and accurate reporting
Monitor business KPI’s, complaint volume, business procedures & policies, business reports, oversight & governance meetings, etc. to provide oversight and effective challenge to the Business; Provide guidance in the design, development and enhancement of processes and controls to manage compliance risk
Provide subject matter expertise to the Business as they manage & remediate identified issues, including those that may generate from consumer complaints; Monitor appropriate tracking of complaints, along with effective root cause and trending analysis
Obtain and evaluate responses to audit issues to ensure appropriate corrective action is taken, performs follow up to assure corrective action was taken, and reports results to appropriate committees
Oversee the review of marketing materials, disclosures, and other customer communications subject to consumer protection regulations for assigned business units. Provide expertise on Compliance training content and audience selection relevant to assigned businesses
Manage team, providing professional growth opportunities across the team, coaching, training and developing future compliance talent
Qualification
Required
7-10 years of years banking and/or banking compliance
Bachelor's degree preferred
CRCM Preferred
Experience working with Digital Channels, Treasury, Deposit Operations, Marketing
Benefits
Medical Insurance
Dental
Vision
Life insurance
Accidental death and dismemberment
Short-term and long term Disability Insurance
Parental Leave
Employee Assistance Program (EAP)
Traditional and Roth 401(k) with company match
Flexible Spending Account (FSA)
Employee Stock Purchase Plan at 5% discount
Critical Illness Insurance
Accident Insurance
Transportation and Commuting Benefits
Banking Benefits
Pet Insurance
Company
Wintrust Financial Corporation
Wintrust Financial Corporation delivers sophisticated financial capabilities with a community bank personality across its businesses in banking, specialty finance, and wealth management.
5001-10000 employees
H1B Sponsorship
Wintrust Financial Corporation has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (26)
2024 (15)
2023 (19)
2022 (27)
2021 (10)
2020 (7)
Funding
Current Stage
Public CompanyTotal Funding
$683MKey Investors
CIVC Partners
2025-05-08Post Ipo Equity· $425M
2022-06-07Post Ipo Equity· $258M
2020-05-05IPO
Leadership Team
Timothy Crane
President and Chief Executive Officer
Recent News
2026-01-03
The Magnificent Mile Association
2025-11-11
Company data provided by crunchbase