Apply on Employer Site

E*TRADE from Morgan Stanley · 1 month ago

Internal Audit Director - Risk Management (Capital Planning)

New York, New York, United States of America

Full-time

Hybrid

Mid, Senior Level

$135K/yr - $202K/yr

6+ years exp

E*TRADE from Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help achieve financial goals. They are seeking a Director to lead assurance activities related to firmwide Capital Planning, focusing on risk identification, scenario design, and risk reporting for U.S. and EMEA audits.

BankingFinanceFinancial Services

Responsibilities

Formulate and lead a wide range of assurance activities to assess risks within coverage area and the state of controls in place to mitigate them

Proactively identify risk and emerging risk, and factor into assurance coverage

Articulate actionable insights to management regarding criticality and impact of risks to the business

Effectively partner with colleagues and stakeholders globally to drive effective working relationships

Align projects and initiatives with department and coverage area priorities, and oversee team’s execution of deliverables in accordance with audit methodology and quality standards

Qualification

Capital PlanningAudit principlesRisk managementStress testingFinancial ProductsProject managementData analysisCoachingChange managementRelevant certificationsMentoringEffective communication

Required

Advanced knowledge of industry, global markets, and regulations relevant to capital rules, especially related to stress testing and Capital Planning

Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)

Ability to articulate risk and impact clearly and succinctly to different audiences

Effective change and project management techniques and ability to manage staff assignments and support teams in adapting new ways of working

Ability to leverage and analyze data to inform focus and views on risk

Ability to coach and mentor others and create an inclusive work environment for team

At least 6 years' relevant experience in financial services would generally be expected to find the skills required for this role

Strong understanding of financial Products and overall risk management processes and controls

Experience auditing capital planning, CCAR (US), ICAAP, credit risk, counterparty risk, market risk, stress testing or general trading risks, demonstrating an ability to challenge stress loss design and controls over its implementation, or working as a risk manager within a bank's Risk Management department