Banc of California · 1 day ago
SVP, Internal Audit Director
United States
Full-time
Remote
Senior Level, Lead/Staff
10+ years expBanc of California, Inc. is a premier relationship-based business bank focused on providing banking and treasury management services. The SVP, Internal Audit Director will lead the internal audit function, ensuring compliance with regulatory requirements and developing a comprehensive audit plan while providing strategic insights to senior management.
BankingFinanceFinancial Services
Responsibilities
Provides input into the creation of the internal audit universe and audit entities risk profile. Updates universe risk assessment information with current and applicable research and industry feedback
Develop and administer a comprehensive internal audit plan that addresses key risk areas and aligns with the organization's strategic objectives and regulatory requirements
Collaborate with Bank Examiners and External Auditors during their examinations and audits, ensuring alignment with regulatory expectations and providing necessary information and insights.Facilitates key strategic audit discussions and provides thought leadership to executives
Strategic advisor to leadership team with deep industry, external/internal, enterprise knowledge, recognizing and anticipating emerging trends and; identifying operational efficiencies and opportunities with other business management/enterprise areas
Lead a team of internal auditors, providing guidance, mentorship, and performance evaluations
Conduct risk assessments to identify areas of potential risk and develop audit programs to address these risks
Oversee the execution of audit engagements, including planning, fieldwork, reporting, and issue follow-up
Ensure that audit findings and recommendations are communicated effectively to management and the Audit Committee
Monitor the implementation of audit recommendations and track the status of corrective actions
Collaborate with other departments to ensure a coordinated approach to risk management and internal controls
Stay current with industry trends, regulatory requirements, and best practices in internal auditing
Provide training and development opportunities for the internal audit team to enhance their skills and knowledge
Treat people with respect; keep commitments; inspire the trust of others; work ethically and with integrity; uphold organizational values; accept responsibility for own actions
Demonstrates knowledge of and adherence to EEO policy; shows respect and sensitivity for cultural differences; promotes working environment free of harassment of any type
Follows policies and procedures; completes tasks correctly and on time; supports the company’s goals and values
Performs the position safely, without endangering the health or safety to themselves or others and will be expected to report potentially unsafe conditions. The employee shall comply with occupational safety and health standards and all rules, regulations and orders issued pursuant to the OSHA Act of 1970, which are applicable to one’s own actions and conduct
Performs other duties and projects as assigned
Qualification
Required
High School diploma or equivalent required
Bachelor's degree in Accounting, Finance, Business Administration, or a related field. A Master's degree is preferred
Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or other relevant certifications
Minimum of 10 years of experience in internal auditing, with at least 3 years in a leadership role
Strong knowledge of internal control frameworks, risk management, and regulatory requirements
Excellent analytical, problem-solving, and communication skills
Ability to build and maintain effective working relationships with stakeholders at all levels
High level of integrity, professionalism, and ethical standards
Strong risk management experience, including performing assessments and audits
Strong knowledge of regulations governing Internal Audit and of best practices for the implementation of these regulations
Excellent leadership abilities, decision making, and critical thinking skills
Pro-active, high energy / relentless and with a strong but positive team-focused attitude
Strong verbal and written communication skills with the ability to effectively communicate with Senior Management and other stakeholders and partners to establish appropriate remediation efforts
Communicate with impact; ability to state risks and issues concisely and articulate the impact in a structured manner (both verbally and written)
Demonstrate the ability to collaborate, compromise and be empathetic while building effective relationships with both the IA team and the larger organization
Ability to represent the IA department and interact professionally and competently with all levels of company staff
Excellent analytical skills, showing ability to assess risk and controls
Ability to organize, coordinate team members, and prioritize multiple projects while meeting deadlines with minimal direct supervision
Ability to exercise independence of judgement and autonomy
Ability to remain flexible and adapt to changes in the audit plan, projects and / or needs of the team
Ability to navigate through ambiguity / gray thinking and accept ownership and accountability of the process and deliver on commitments
Strong data analytics skillset
Preferred
Big 4 / Professional Services / Consulting experience
Minimum of 8 years experience in the banking or financial services industry
Advanced degree in a related field
Benefits
You will be eligible to participate in the company’s 401k plan which includes a company match and immediate vesting.
We offer comprehensive insurance options including medical, dental, vision, AD&D, supplemental life, long-term disability, pre-tax Health Savings Account with employer contributions, and pre-tax Flexible Spending Account (FSA).
Banc of California partners with providers that offer adoption, surrogacy, and fertility assistance as well as paid parental leave and family support solutions including care options for your family.
Eligible team members receive paid vacation days, holidays, and volunteer time off.
To support career growth of our team members, we offer tuition reimbursement, an annual mentorship program, leadership development resources, access to LinkedIn Learning, and more.
Company
Banc of California
Banc of California provides a full-service banking and home lending to individuals and their businesses and families.
1001-5000 employees
H1B Sponsorship
Banc of California has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (5)
2024 (1)
2023 (1)
Funding
Current Stage
Public CompanyTotal Funding
$20MKey Investors
Patriot Financial Partners
2013-12-05Post Ipo Equity· $20M
2002-08-23IPO
Leadership Team
Ken McMullen
Treasurer
Recent News
2025-12-08
2025-11-12
2025-11-07
Company data provided by crunchbase