Goldman Sachs · 1 month ago
Global Banking & Markets Operations-New York-Associate-Order and Trade Regulatory Operations
New York, New York, United States
Full-time
Onsite
Mid Level
$80K/yr - $135K/yr
3+ years expGoldman Sachs is a leading global financial services firm providing investment banking, securities and investment management services. They are seeking an Associate for their Order and Trade Regulatory Operations team to manage non-financial regulatory reporting and collaborate with various stakeholders to ensure compliance with regulatory obligations.
BankingFinanceFinancial ServicesVenture Capital
Responsibilities
Perform effective risk management in reporting time sensitive regulatory reporting accurately, completely and timely
Develop expert knowledge pertaining to securities regulatory requirements, processes and systems for a number of order and trade based Regulatory reports
Perform daily analysis on data and pursue problem resolution while improving processes
Provide oversight of the impact assessments done on these reports for new markets, new products, business reorganizations, system changes and new/changed regulations
Investigate, remediate and provide supervisory guidance on issues with these reports and develop control improvements
Improve current processes, procedures and reports including automation of manual processes
Contribute to strategic initiatives from idea creation to implementation, working with various Engineering and team stakeholders
Define and provide supervisory oversight for comprehensive project documentation in support of strategic initiatives and change management including: business/functional requirement documents, process flow diagrams and comprehensive data analysis
Work with Legal, Compliance, Engineering, other Operations groups and various Business units on change programs and issue resolution
Act as a risk manager for the firm through ongoing assessment and awareness of the regulatory environment and the firm’s adherence to its reporting obligations
Be flexible to contribute to other activities within the group where necessary, e.g. daily report production
Qualification
Required
Bachelor's degree required
Analytical thinker with the ability to generate innovative ideas and translate strategy to execution
Problem solving and documentation skills with an ability to understand complex workflows
Candidate must be proactive, enthusiastic and team oriented
Accuracy, analytical ability and attention to detail
Effective time management and risk awareness
Ability to think strategically and contribute to department and division wide initiatives
Strong written and verbal communication skills
Proven ability to organize and prioritize workload and drive results
Ability to learn quickly and adapt to new changes and new challenges
Preferred
Preferred experience with securities trading flows, regulatory obligations and project/JIRA management
Preferred work with Regulators SEC, NYSE, FINRA for example and on CAT, TRACE, MSRB compliance
Preferred candidate will have at least 3-5 years of business experience in financial services. The candidate's professional experience may have included past responsibility for audit/analysis, compliance, business support, daily processing, project management, risk management, and implementation of strategic operational plans. This person will ideally have successfully worked with financial products/functions with experience including data analysis, Regulatory Reporting, trading flows and compliance
Benefits
Discretionary bonus if you are an active employee as of fiscal year-end
Providing our people with valuable and competitive benefits and wellness offerings
A strong overall employee experience
Company
Goldman Sachs
Goldman Sachs is a multinational financial services firm providing securities, investment banking, and management services.
10001+ employees
H1B Sponsorship
Goldman Sachs has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (1954)
2024 (1685)
2023 (2060)
2022 (2326)
2021 (2258)
2020 (1572)
Funding
Current Stage
Public CompanyTotal Funding
$6B2025-04-23Post Ipo Debt· $6B
2012-06-05Post Ipo Equity
1999-05-14IPO
Leadership Team
David M. Solomon
Chair and Chief Executive Officer
John Waldron
President and Chief Operating Officer
Recent News
2026-01-14
Company data provided by crunchbase