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BNY · 8 hours ago

Vice President, Regulatory Oversight Management

New York, NY

Full-time

Onsite

Mid, Senior Level

$68K/yr - $125K/yr

5+ years exp

BNY is a leading global financial services company influencing nearly 20% of the world’s investible assets. They are seeking a Vice President, Regulatory Oversight Management to join their Global Holdings Reporting team, responsible for managing regulatory disclosures and enhancing operational processes.

Financial Services

Responsibilities

Responsible for supporting the identification and preparation of Substantial Shareholder disclosures and various regulatory reports on a global basis; including requisite data analysis, aggregation and quality control

Coordinates with Regulatory SMEs in implementing and effectively operationalizing requirements driven by Regulator / legislative updates

Prepares/Oversees a variety of securities related risk management reports for Senior Management including ad hoc and monthly reporting

Performs and oversees data management, quality control and investigative research in support of regulatory reporting

Communicates with internal and external parties, domestically and internationally, on data enhancement and reconciliation

Drives continuous improvement, coordinating with the technology team on automation/enhancement of various processes and reports

Ability to leverage AI to streamline and modernize workflows

Leads and supports projects and ensures they are completed timely and accurately

Oversees and makes recommendations on necessary procedural/control changes

Serves as a point of escalation for complex reporting matters; coordinates timely responses and maintains strong stakeholder confidence

Provides guidance, coaching and leadership support to team members and contributes to the achievement of team objectives

Qualification

Financial services experienceSecurities products knowledgeData analysisMS Excel proficiencyProgramming knowledgeLeadership supportCommunication skillsProblem-solving abilitiesProject management abilitiesCollaborative skills

Required

Bachelors degree or the equivalent combination of education and experience is required

Proficient with MS Excel required and programming knowledge a plus

Knowledge of the financial services industry is required, with experience and familiarity across securities products/services including equities, fixed income, mutual funds, ETFs, depository receipts, derivatives, securities lending and collateral

Strong communication skills, problem-solving and basic project management abilities required