Nassau Financial Group · 5 hours ago
Investment Operations - Asset Management
Hartford, CT
Full-time
Onsite
Mid Level
$75K/yr - $100K/yr
3+ years expNassau Financial Group is a growth focused and digitally enabled financial services company. The Investment Operations role is responsible for the timely and efficient settlement of investment transactions, acting as a liaison among various stakeholders to ensure smooth operations.
Asset ManagementFinanceFinancial ServicesInsuranceLife InsuranceRetirement
Responsibilities
Perform a wide variety of routine and non-routine duties requiring knowledge of detailed and complex settlement activities
Analyze and affirm trade details and follow up on issues
Act as liaison between portfolio managers, credit analysts, traders, legal counsel, accountants, brokers, and custodian and agent banks
Re-register physical certificates into fund name at custodian banks
Resolve issues related to trade activity, wire transfers, income collection, cash balances, corporate actions, and movement of securities for custodian banks
Resolve discrepancies and recommend appropriate action to counterparties
Provide training and instruction of job procedures to associates
Assist in the provision of information required in external or internal audits
Perform other duties as assigned
Qualification
Required
3+ years of relevant investment settlement/operations experience including exposure to basic investment accounting and experience with bank loans
Knowledge of financial markets and instruments, as well as an understanding of investment terminology and settlement practices
Knowledge of the regulatory requirements and financial risks associated with domestic and foreign investing
Good verbal, written communication and comprehension skills in order to interact with internal and external professionals
Skill in handling multiple priorities simultaneously
Demonstrate tact, diplomacy, and customer focus
Ability to work independently and/or in a team environment
Detail-oriented and possess strong decision-making skills
Strong PC skills and use of various applications/software
Preferred
Bachelor's degree preferred
Company
Nassau Financial Group
Nassau Financial Group is an insurance and financial services company specializing in fixed annuities and asset management services.
501-1000 employees
H1B Sponsorship
Nassau Financial Group has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (1)
Funding
Current Stage
Late StageTotal Funding
$1.21BKey Investors
Golub CapitalFortress Investment GroupGolden Gate Capital
2025-07-08Debt Financing· $425M
2024-06-03Private Equity· $200M
2024-02-22Debt Financing· $250M
Leadership Team
Phillip J. Gass
Chief Executive Officer
Kostas Cheliotis
Co-Founder, General Counsel and COO
Recent News
Hartford Business Journal
2025-11-23
Alternative Credit Investor
2025-10-16
Alternative Credit Investor
2025-10-16
Company data provided by crunchbase