JPMorganChase · 1 month ago
Wealth Management Attorney - Vice President, Assistant General Counsel
277 Park Ave, New York, NY, 10172, US
Full-time
Onsite
Senior Level, Lead/Staff
$200K/yr - $275K/yr
8+ years expJ.P. MorganChase is a leading financial institution, and they are seeking a Wealth Management Attorney - Assistant General Counsel to provide critical legal guidance within their Wealth Management Legal team. This role involves supporting broker-dealer and investment advisory business groups while collaborating with Compliance, Risk, and Controls functions to ensure effective legal support and risk management.
Asset ManagementBankingFinancial Services
Responsibilities
Serve as a primary legal contact supporting J.P. Morgan Wealth Management’s broker-dealer and investment advisory products, services, and sales channels for retail businesses
Advise on a wide range of projects and initiatives that will help define our retail Wealth Management businesses
Provide timely, strategic legal counsel by leveraging your legal experience and deep understanding of business priorities to support J.P. Morgan Wealth Management’s objectives
Collaborate with fellow Wealth Management attorneys and J.P. Morgan Legal teams to deliver coordinated legal support
Partner closely with Compliance, Risk, and Controls functions to ensure effective risk management and regulatory compliance
Identify, assess, and manage legal and other risks related to Wealth Management services and products
Participate in special projects and initiatives beyond core responsibilities, as needed
Adapt to evolving business needs and priorities in a dynamic environment
Ensure comprehensive support for Advisors, Sales Management, Operations, Risk, and Controls teams
Qualification
Required
Minimum 8 years of legal practicing experience in financial services
Demonstrated expertise in broker-dealer and investment advisory matters
Strong knowledge of federal and state securities laws and FINRA rules
Proven ability to manage multiple issues in a fast-paced environment
Skilled at understanding business needs and developing practical solutions
Excellent verbal and written communication skills
Licensed to practice law and a member in good standing in the relevant jurisdiction
All candidates for roles in the Legal department must be licensed to practice law in the country of employment and successfully complete a conflicts of interest clearance review prior to commencement of employment
Company
JPMorganChase
With a history tracing its roots to 1799 in New York City, JPMorganChase is one of the world's oldest, largest, and best-known financial institutions—carrying forth the innovative spirit of our heritage firms in global operations across 100 markets.
10001+ employees
H1B Sponsorship
JPMorganChase has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
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2025 (3471)
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2021 (2515)
2020 (2495)
Funding
Current Stage
Public CompanyTotal Funding
unknown1998-02-01IPO
Leadership Team
Allison Beer
CEO of Card Services and Connected Commerce
Dan Mendelson
CEO, Morgan Health
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