Regulatory Policy Director jobs in United States
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Phaxis ยท 1 week ago

Regulatory Policy Director

positionNew York, NY
timeFull-time
remoteOnsite
seniorityDirector/Executive
money$190K/yr - $220K/yr
date10+ years exp

Phaxis is a global financial institution seeking a senior leader for their Regulatory Policy Director position, focusing on capital, liquidity, and reporting frameworks. The role involves developing regulatory policies, advising on compliance, and leading change management initiatives within the organization.

DeliveryHuman ResourcesStaffing Agency
Hiring Manager
Ethan Lerman
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Responsibilities

Develop, maintain, and communicate firmwide policies related to regulatory reporting and capital/liquidity requirements
Evaluate regulatory developments (e.g., Basel III finalization) and determine whether new policies or updates are required
Help prepare the firm's responses to proposed rulemakings and participate in industry working groups
Advise stakeholders on the correct application of U.S. regulatory rules across banking, broker-dealer, and swap-dealer entities
Provide written interpretations and guidance on technical issues across capital, liquidity, and regulatory reporting
Review and challenge data within key regulatory filings (e.g., FR Y-9C, FFIEC 002, FR 2052a, FR Y-15, FR Y-14, and broker-dealer FOCUS reports)
Assess capital and reporting impacts of new products and non-standard transactions
Support the build-out and implementation of new reporting requirements tied to evolving regulations
Lead cross-functional regulatory change initiatives and oversee enhancements to the firm's capital and liquidity reporting infrastructure
Deliver training to internal teams on regulatory obligations and reporting expectations

Qualification

Regulatory reportingRegulatory policyPrudential regulationU.S. GAAPCapital/liquidity advisoryChange managementTraining deliveryCommunication skills

Required

Bachelor's degree in Accounting, Finance, or related fields
~10+ years in regulatory reporting, regulatory policy, prudential regulation, or capital/liquidity advisory
Deep understanding of U.S. GAAP and U.S. regulatory rules; familiarity with Basel/Client frameworks
Ability to communicate highly technical regulatory issues to senior leaders

Preferred

Experience interacting with regulators or participating in regulatory policy discussions is a strong plus

Company

Phaxis

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Phaxis is one of the nation's leading recruiting and consulting firms.
dateFounded in 2002
location
New York, New York, USA
people-size51-200 employees
web-link
http://phisearch.com

Funding

Current Stage
Growth Stage

Leadership Team

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Seth Friedland
Co-Founder and CEO
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E
Erik DiGiacomo
President
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Company data provided by crunchbase