Business Controls – Senior Vice President jobs in United States
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iCapital · 6 hours ago

Business Controls – Senior Vice President

positionNew York, NY
timeFull-time
remoteHybrid
seniorityDirector/Executive
money$190K/yr - $240K/yr
date15+ years exp

iCapital is looking to hire a Business Controls Senior Vice President to lead the design, implementation, and oversight of its enterprise-wide business control framework. This role focuses on ensuring operational integrity, regulatory compliance, and risk mitigation across the Operations and Investment Product Management organization by partnering with senior leadership and driving governance initiatives.

Asset ManagementBankingFinancial ServicesFinTech
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H1B Sponsor Likelynote

Responsibilities

Serve as the primary liaison between the COO, control functions, and regulatory bodies for all OIPM matters
Assess existing OIPM control procedures and recommend enhancements to strengthen risk management
Develop and maintain a comprehensive business control framework, including policies, procedures, and standards
Lead governance committees and oversee operational risk and control effectiveness across OIPM
Deliver periodic control reports and risk insights to executive leadership and the Board
Identify emerging risks proactively and implement preventive measures to mitigate impact
Oversee remediation plans for control deficiencies and ensure timely resolution
Drive automation of control monitoring and reporting through advanced tools and analytics
Partner with Technology and business teams to embed controls into system architecture and workflows
Lead standardization, change management, and training initiatives to ensure consistent processes and adoption across OIPM
Design and maintain a comprehensive business control framework tailored to OIPM operations
Establish policies and procedure standards for operational risk management and internal controls within OIPM
Develop and deliver periodic control reports to executive leadership and the Board
Proactively identify emerging risks within OIPM and implement preventive measures
Oversee remediation plans for control deficiencies and ensure timely resolution
Partner with Investor Relations, Operations, Compliance, and Technology to ensure controls are integrated into OIPM workflows
Act as a key liaison with internal audit and regulatory bodies during reviews and examinations
Drive automation of control monitoring and reporting for OIPM through advanced tools and analytics
Collaborate with technology teams to embed controls into OIPM system architecture
Lead initiatives to standardize processes and controls across OIPM
Develop and execute change management strategies to ensure adoption and sustainability of new processes
Champion a strong risk and control culture across OIPM
Develop and deliver training programs for OIPM teams on control responsibilities

Qualification

Operational risk managementBusiness controls frameworkRegulatory complianceStakeholder managementData analyticsLeadership skillsChange managementCommunication skillsStrategic thinking

Required

15+ years of experience in financial services, with a focus on operational risk, business controls, or internal audit
Deep understanding of operations within alternative investments, banking or asset and wealth management
Proven track record of building and leading enterprise control frameworks
Strong knowledge of regulatory requirements (SEC, FINRA, AML/KYC, etc.)
Exceptional leadership, communication, and stakeholder management skills
Experience managing resources and leading teams in a highly complex and unstructured environment
Experience with governance committees and board-level reporting
Familiar with technology-driven control solutions and data analytics
Able to make a positive impact with senior stakeholders and drive cultural change
Strategic thinker with hands-on execution capability

Preferred

Familiarity with technology-driven control solutions and data analytics
Ability to influence senior stakeholders and drive cultural change
Strategic thinker with hands-on execution capability

Benefits

Equity for all full-time employees
Annual performance bonus
Employer matched retirement plan
Generously subsidized healthcare with 100% employer paid dental
Vision
Telemedicine
Virtual mental health counseling
Parental leave
Unlimited paid time off (PTO)

Company

iCapital

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Innovating at the intersection of technology and investment opportunity, iCapital streamlines the integration of alternative investment strategies into client portfolios.
dateFounded in 2013
location
New York, New York, USA
people-size1001-5000 employees
web-link
https://icapital.com

H1B Sponsorship

iCapital has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2022 (6)
2021 (10)
2020 (7)

Funding

Current Stage
Late Stage
Total Funding
$1.55B
Key Investors
Bank of AmericaTemasek HoldingsPing An Global Voyager
2025-07-10Private Equity· $820M
2022-06-23Corporate Round
2021-12-23Series Unknown· $50M

Leadership Team

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Dan Vene
Co-Founder and Managing Partner
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Nick Veronis
Managing Partner & Co-Founder
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Recent News

Business Wire
iCapital® Joins World Economic Forum
2026-01-16
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iCapital® Announces Continued Investment in Leadership; Appoints Gary Gallagher as President
2026-01-15
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Nasdaq maintains over a decade of listings leadership in 2025
2025-12-18
Company data provided by crunchbase