Vanguard · 2 months ago
Head of Oversight Enablement, Personal Investor
Scottsdale, AZ
Full-time
Hybrid
Director/Executive
10+ years expVanguard is a company committed to the long-term financial wellbeing of its clients. They are seeking a strategic Head of Oversight Enablement to lead oversight functions for the Personal Investor Division, focusing on vendor oversight, resiliency, and regulatory project management to ensure compliance and operational resilience.
FinanceFinancial Services
No H1B
Responsibilities
Lead and mature PI’s Vendor Oversight, ensuring risk-based monitoring, performance management, and adherence to enterprise vendor management standards
Oversee PI Resiliency planning and readiness, including continuity planning, incident preparedness, and execution against critical business service expectations
Direct the Regulatory PMO, ensuring effective implementation of regulatory changes, business readiness and coordinated execution across PI
Drive policy and regulatory readiness across PI, ensuring new requirements are understood, implemented, and sustainably embedded
Develop and maintain first line risk and oversight training, strengthening awareness, capability, and accountability
Co-lead the buildout of PI’s risk and control reporting framework- including dashboards, KRIs/KPIs, and supervisory/oversight reporting
Enable data-driven oversight by consolidating insights across vendors, resiliency, and regulatory activities to support leadership decision-making
Oversee governance routines and reporting for oversight functions; ensure alignment with enterprise Risk, Compliance, and Legal partners
Partner with Risk, Compliance, Third Party Risk teams to drive consistent first line risk practices and escalate emerging themes
Qualification
Required
Minimum of ten years related work experience
Undergraduate degree or equivalent combination of training and experience
Deep expertise in operational oversight, including experience in vendor management, resiliency planning, risk enablement, and regulatory readiness within a complex environment
Strong program and regulatory change execution skills, with the ability to translate new requirements into sustainable businesses processes and controlled operating routines
Experience leading PMO or cross functional initiatives, ideally involving regulatory or enterprise level implementations
Advanced analytical capability, with the ability to synthesize data, operational indicators, behavioral insights, and risk themes into clear and actionable reporting for senior leadership
Executive presence and strong influencing skills, with the ability to lead through partnership and engage effectively across senior stakeholders and operational teams
Proven experience building or maturing management reporting, dashboards, metrics, KRIs/KPIs, or supervisory/oversight reporting frameworks
Demonstrated experience supporting or leading governance bodies (committees, forums, reporting routines) ensuring consistency, transparency, and escalation discipline
Comfort with ambiguity and change, with a record of building new capabilities, establishing structure, and driving clarity in evolving environments
Preferred
Supervisory experience preferred
Graduate degree preferred
Company
Vanguard
Check is a client-owned investment company that offers low-cost mutual funds, ETFs, advice, and related services.
Founded in 1975Kelayres, Pennsylvania, USA
10001+ employees
Funding
Current Stage
Late StageTotal Funding
unknownKey Investors
ic@3401
2017-03-31Non Equity Assistance
Leadership Team
Salim Ramji
Chief Executive Officer
Andrew Maack
Principal, Head of US Equity Index Portfolio Management
Recent News
2026-01-20
2025-09-05
2025-03-15
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