Associate Staffing · 1 day ago
Supervision Support Professional
Fort Mill, SC
Contract
Onsite
Entry Level
$30/hr - $30/hr
1+ years expAssociate Staffing is a prominent fortune 500 financial services firm with a nationwide network of independent financial advisors. They are seeking a Supervision Support Professional to provide guidance on supervision-related platforms, industry regulations, and licensing or continuing education requirements for advisors and internal partners.
Staffing & Recruiting
Responsibilities
Providing guidance on supervision-related platforms, industry regulations, and licensing or continuing education requirements
Acting as the first point of contact for a wide range of inquiries
Combining regulatory knowledge with a strong customer service approach
Qualification
Required
Licensing: FINRA SIE, Series 7
1+ year of recent customer service experience within financial services
Knowledge of FINRA, SEC, and state regulatory requirements
Knowledge of mutual funds, annuities, and general securities
Strong written and verbal communication skills
Quick learner with ability to adapt in a dynamic environment
Excellent multitasking, attention to detail, and follow-up skills
Solid problem-solving abilities
Preferred
Knowledge of securities licensing and insurance licensing
Financial services experiences focused on investment products
Proactive collaboration and service-based responses with business partners on escalated issues
Experience with all Microsoft applications, particularly, Excel, Word, Access, PowerPoint, and SharePoint
Benefits
Growth Opportunities: You’ll receive consistent coaching and feedback with opportunities to expand your licensing and grow into more senior roles.
Professional Development
Supportive Culture: The team fosters a collaborative environment with readily available support, promoting shared learning and continuous improvement.
Company
Associate Staffing
Associate Staffing is a professional staffing firm providing top technology and financial talent to Fortune 500, 1000, and mid-market firms nationwide.
201-500 employees
Funding
Current Stage
Growth StageLeadership Team
Michael Norton
Chief Executive Officer
James Brickey
Under contract working onsite at Wells Fargo in ECMO
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