Apply on Employer Site

NBH Bank · 1 month ago

Compliance - Senior Compliance Specialist

Denver, CO

Full-time

Onsite

Senior Level

5+ years exp

NBH Bank is focused on providing financial solutions tailored to their clients' needs. As a Senior Compliance Specialist, you will oversee compliance risk assessments, mentor junior compliance staff, and ensure adherence to regulatory standards within the lending compliance program.

BankingFinanceFinancial Services

Responsibilities

Train and mentor Compliance Specialists in the lending compliance program

Develop and maintain department procedures for Compliance Specialists as appropriate and directed by the Compliance Officer

Supervise and perform assessments of compliance risk and internal controls

Perform periodic testing and monitoring to validate effectiveness of the compliance program under supervision of the Compliance Officer

Review other Compliance Specialists work papers for edits and thoroughness prior to submission to management

Develop and review recommendations and actions plans for corrective action based on findings and oversight to ensure the corrective action has been implemented

Assist the Lending Compliance Officer in managing the compliance program

Interpret regulatory rules and their impact on the business

Interact with the business line to deliver guidance on compliance and supervisory findings related to monitoring and testing areas

Maintain current knowledge of compliance laws, regulations, regulatory trends, systems and bank products

Qualification

Compliance risk assessmentFederal banking regulationsLending compliance experienceMicrosoft OfficeProject managementAnalytical skillsInterpersonal skillsPresentation skillsWritten communicationVerbal communicationAttention to detailDecision makingTime managementTeamworkSelf-motivation

Required

Bachelor's degree in Business Administration, or equivalent combination of education and related work experience

5+ years work experience in compliance, regulatory, audit or operational risk management experience

Strong knowledge of Federal banking rules and regulations

Experience using computer software, particularly Microsoft Office including Excel

Demonstrated risk assessment, analytical, decision making, interpersonal, presentation, and written/verbal communication skills

Preferred

Advanced degree or Certification as Certified Bank Compliance Officer (CCBCO), Certified Regulatory and Compliance Professional (CRCP), Certified Regulatory Compliance Manager (CRCM), or commissioned examiner

Working knowledge of Bank systems and/or lending platforms (Encompass, CapitalStream, DecisionPro)

Minimum of two (2) years compliance management

Minimum of two (2) years mortgage banking experience

Consumer and Mortgage Lending Compliance experience preferred