E*TRADE from Morgan Stanley ยท 1 month ago
Global Financial Crimes Change Management Director
Baltimore, Maryland, United States of America
Full-time
Hybrid
Senior Level, Lead/Staff
$80K/yr - $115K/yr
8+ years expE*TRADE from Morgan Stanley is a global leader in financial services, seeking a Global Financial Crimes Change Management Director to oversee the management of legal, regulatory, and franchise risk. This Director-level position involves leading financial crimes risk assessments, collaborating with cross-functional teams, and ensuring compliance with governance frameworks and regulatory expectations.
BankingFinanceFinancial Services
Responsibilities
Lead execution of financial crimes risk assessments for new product proposals, ensuring alignment with Firm policy and regulatory expectations. Serve as a key point of contact for GFC within the NPA lifecycle
Collaborate with technology and cross-functional teams to document and communicate control requirements. Support implementation of controls into systems and processes
Collaborate with technology and cross-functional teams to ensure financial crimes control requirements are understood and implemented
Lead cross-functional working sessions and coordinate with stakeholders to assess control feasibility and implementation readiness
Maintain and apply governance frameworks and documentation standards
Lead working sessions with stakeholders to review project status, track issues, and ensure timely financial crimes assessments
Own execution of assigned financial crimes initiatives, including post-implementation reviews and process improvements
Prepare reporting materials for senior management and present updates on program status and risks as needed
Qualification
Required
Bachelor's degree required; advanced degree or certification (e.g., ACAMS) preferred
8 years of experience in financial crimes compliance, AML, risk management, or product governance within financial services
Strong understanding of financial crimes risks including AML, sanctions, KYC/EDD, anti-corruption, and anti-tax evasion
Experience leading execution of product development, business expansion, or governance initiatives
Ability to attend after-hours conference calls and meetings
Strong project management skills with experience leading execution of cross-functional initiatives; PMP or equivalent training is a plus
Proficiency in Microsoft Excel, PowerPoint, and JIRA; able to independently manage reporting, tracking, and documentation
Experience working in Agile or hybrid project environments; familiarity with Agile ceremonies and tools
Experience collaborating with stakeholders to translate business and technical requirements into actionable control implementations
Working knowledge of financial crimes tools, data models, or workflow systems used in AML or compliance programs
Experience supporting or leading post-implementation reviews and contributing to process improvement efforts
Strong analytical skills with the ability to identify control gaps and recommend practical solutions for improvement
Demonstrated ability to work independently and solve problems with minimal supervision
Be certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license- or certification within 15 months of hire
Benefits
Medical
Prescription Drug
Dental
Vision
Health Savings Account
Dependent Day Care Savings Account
Life Insurance
Disability and Other Insurance Plans
Paid Time Off (including Sick Leave consistent with state and local law, Parental Leave and X Vacation Days annually)
10 Paid Holidays
401(k)
Short/Long Term Disability
Company
E*TRADE from Morgan Stanley
E*TRADE from Morgan Stanley is a pioneer in the online brokerage industry.
1001-5000 employees
Funding
Current Stage
Public CompanyTotal Funding
unknown2020-02-20Acquired
1996-08-16IPO
Leadership Team
Julia Miller
Director and Customer Marketing
Recent News
2025-11-07
2025-10-14
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