Newrez LLC · 1 day ago
Senior SOX Auditor- Internal Audit
Fort Washington, PA
Full-time
Onsite
Senior Level
5+ years expNewrez LLC is committed to empowering its employees and delivering superior service to residential mortgage borrowers and business partners. The Senior SOX Auditor is responsible for the planning, execution, and testing of Sarbanes-Oxley Act compliance, as well as preparing reports and identifying risks within the company's operations.
FinanceFinancial Services
Responsibilities
Perform functional audits, procedural reviews, and compliance testing as directed by the Head of Internal Audit, Director of Internal Audit, and SOX Manager
Conduct compliance, financial, regulatory, and operational appropriate interviews to obtain an understanding of all auditable entities
Analyze and draw conclusions toward compliance, effectiveness, and efficiency of the SOX specific control environment, by preparing workpapers and audit reports that detail findings and recommendations
Document the results of audit work and applicable work papers in accordance with the audit departmental procedures
Evaluate and monitor established internal controls, policies, and procedures (both written and practiced) for adequate asset safeguards, control of risks, and compliance
Identify and complete non-standard procedures required to satisfy audit objectives based on field work or issues identified in the course of reviews
Examine general ledger entries for appropriate segregation and approval processes
Prepare written draft audit reports/memorandums to management detailing audits for management’s review
Perform and document follow-up of auditee responses on prior audit and exam reports
Facilitate the documentation of all SOX remediation efforts as well as perform testing of remediation activities during and/or upon completion
Expand knowledge of all subsidiaries’ departments through training programs, seminars, employee interaction, and publications. Continuously develop & expand internal audit skills as well as strengthen best practices
Assist external auditors and regulators with information compilation, retrieval, and reconciliations as directed by Internal Audit Management
Follow established policies and procedures throughout the company. Safeguard sensitive data and resources. Maintain strict confidentiality
Performs related duties as assigned by supervisor
Qualification
Required
A BS/BA degree is required
5+ years internal or external audit experience in the financial services industry with a concentration in mortgage industry preferred
Working knowledge of SOX auditing attained through 2-5 years of progressive work experience with a focus on financial risk and SOX regulatory requirements
Strong analytical, organizational, critical thinking, and problem-solving skills
Ability to work independently, with limited required direction and guidance—May include supervision of auditors on projects to follow sound internal control practices and to manage risks appropriately
Strong verbal and written communication skills, including the ability to interact and relate to personnel at all levels within the organization and to effectively support and defend unbiased findings to management
Capable of leading or facilitating meetings with Director level (and higher) attendees
Advanced knowledge of Microsoft Office (PowerPoint, Excel, Word, etc.)
Demonstrate proficiency of the technical aspects of accounting and financial reporting, meeting strict audit deadlines, with minimal errors
Ability to work in and assist in the development of a collaborative team environment
Some travel required
Follow established policies and procedures throughout the company. Safeguard sensitive data and resources. Maintain strict confidentiality
Preferred
Certified Public Accountant (CPA) or Certified Internal Auditor (CIA) preferred
Experience in performing multiple audit projects and working with varying levels of experience among team members
Benefits
Medical, dental, and vision insurance
Health Savings Account with employer contribution
401(k) Retirement plan with employer match
Paid Maternity Leave/Parental Bonding Leave
Pet insurance
Adoption Assistance
Tuition reimbursement
Employee Loan Program
The Newrez Employee Emergency and Disaster Fund is a new program to support our team members
1 Volunteer Time Off (VTO) day, company-paid volunteer day where all eligible employees may participate in a volunteer event with a nonprofit of their choice
Employee Matching Gifts Program: We will match monetary employee donations to eligible non-profit organizations, dollar-for-dollar, up to $1,000 per employee
Newrez Grants Program: Newrez hosts a giving portal where we provide employees an abundance of resources to search for an opportunity to donate their time or monetary contributions
Company
Newrez LLC
Newrez brings a unique combination of mortgage expertise, financial strength, and product innovation capabilities to the lending table.
5001-10000 employees
H1B Sponsorship
Newrez LLC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (31)
2024 (12)
2023 (41)
2022 (3)
2021 (2)
2020 (6)
Funding
Current Stage
Late StageLeadership Team
Joshua Bishop
Chief Operating Officer, Servicing
B
Bruce Williams
Vice Chairman
Recent News
2026-01-08
2026-01-08
Company data provided by crunchbase