Huntington National Bank · 13 hours ago
Broker Dealer Ops Analyst 3
Chicago, IL
Full-time
Hybrid
Mid Level
$50K/yr - $93K/yr
3+ years expHuntington Securities, Inc. is responsible for institutional broker dealer operations, and they are seeking a Broker Dealer Operations Analyst 3 to support various operational tasks including collateral management and regulatory reporting. This role involves maintaining knowledge of broker dealer operations and participating in process improvement projects.
Asset ManagementFinanceFinancial Services
No H1B
Responsibilities
Collateral management for TBA trading
Support AOT processing
Support Municipal New Issue operations
Support Equity ATM/FATM and Corporate Buyback activity
Regulatory reporting for TRACE, MSRB, and CAT
Perform verbal verification of instructions and process Fedwire requests
Prepare procedures, job aids, and ad hoc reports requested within business line
Work with audit or risk colleagues to provide information and test internal controls
Assist in the training of new colleagues on any/all functions; performs quality checks on completed work
Performs other duties as assigned
Qualification
Required
Bachelor's degree
3-5 years of brokerage operations or comparable experience
Must be able to obtain FINRA SIE and Series 99 within 12 months of hire
An additional 5 years' experience in product area may be considered in lieu of bachelor's degree
Preferred
Ability to manage multiple priorities in a fast-paced environment; adaptive to change
Ability to create and foster strong partnerships with business partners and work well in a team environment
Detail oriented with strong organizational skills
FINRA SIE and Series 99
If currently licensed with Series 7 additional licensing is not required
Regulatory reporting for TRACE, MSRB, and CAT
Perform verbal verification of instructions and process Fedwire requests
Prepare procedures, job aids, and ad hoc reports requested within business line
Work with audit or risk colleagues to provide information and test internal controls
Assist in the training of new colleagues on any/all functions; performs quality checks on completed work
Performs other duties as assigned
Benefits
Health insurance coverage
Wellness program
Life and disability insurance
Retirement savings plan
Paid leave programs
Paid holidays
Paid time off (PTO)
Company
Huntington National Bank
Huntington National Bank offers consumer, small business, and commercial banking, mortgages, wealth, and insurance services.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$1.75B2024-11-18Post Ipo Debt· $1.75B
1978-01-13IPO
Leadership Team
Donnell White
Senior Vice President - Chief Inclusion Officer
Dontae Noel
Emerging Payments & Platforms Strategy
Recent News
2025-12-31
2025-12-30
Company data provided by crunchbase