Manager, Regulatory Compliance jobs in United States
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James River Insurance Company · 7 hours ago

Manager, Regulatory Compliance

James River Insurance Company is an excess and surplus lines segment of James River Group Holdings, Ltd. The Manager, Regulatory Compliance will lead a team of analysts to manage regulatory reporting requirements across all states, ensuring compliance and oversight of filings for surplus lines and admitted entities.

FinanceFinancial ServicesInsurance
badNo H1BnoteU.S. Citizen Onlynote

Responsibilities

Continuously exhibit and uphold Core Values of Integrity, Accountability, Communication and Teamwork, Innovation and Customer Service
Provide oversight, guidance and hands-on assistance with: Identification, implementation and maintenance of annual and quarterly regulatory filing requirements in all states for surplus lines and admitted entities, necessary to remain in good standing
Complete documentation of all filings in network files and Compliance Dashboard
Proper management of Secretary of State filings for insurance entities and management companies
Claims Adjuster licensing and agent appointments/terminations
Service of Process and consumer complaints
Premium reporting requirements for surplus lines insurers
Ensure a high level of compliance in all jurisdictions including the ability to meet required deadlines with no fines or penalties
Provide proper review and sign off on all filings submitted
Ensure that project and department milestones and goals are met
Guide and help team members with project issues
Responsible for day-to-day tactical team decisions
Collaborate with staff to establish development plans
Provide employee feedback through regular check-ins and writing and delivering performance reviews
Other duties as required by management

Qualification

Surplus lines knowledgeInsurance compliance experiencePeople management experienceMS Office SuiteResearchAnalysisWritten communicationVerbal communicationAttention to detailTeam collaborationProblem-solving

Required

Minimum of five years of experience in insurance compliance with concentration in surplus lines and admitted filings required
Minimum of three years of people management experience required
Direct knowledge of surplus lines and admitted filing requirements
Broad knowledge of commercial and personal lines of business
Broad knowledge of adjuster licensing, producer appointment, termination and renewal requirements
Strong written and verbal communication skills
Active listening skills
Ability to convey technical process information in a clear and concise manner
Attention to detail and excellent organizational skills
Proficiency in MS Office Suite
Research, analysis and problem-solving skills
Ability to identify and make process and procedure improvement recommendations
Strategic critical thinker with creative problem-solving abilities
Ability to perform effectively as part of a team and provide transparency to leadership
Ability to lead, motivate, influence, and mentor staff
Ability to set clear expectations, effectively monitor progress, provide constructive feedback and guidance, and hold staff accountable
Ability to manage multiple tasks and projects effectively

Preferred

Bachelor's Degree preferred, or equivalent combination of education, training and experience
Certifications (CPCU, AINS, ARC) preferred

Company

James River Insurance Company

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James River® is a specialty insurer operating on an Excess & Surplus Lines basis in all fifty states and D.C.

Funding

Current Stage
Late Stage
Total Funding
unknown
2002-01-01Seed

Leadership Team

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Frank D'Orazio
Chief Executive Officer
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James Gunson
Senior Vice President, Chief Claims Officer
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Company data provided by crunchbase