CNM LLP · 23 hours ago
Senior Associate - Internal Audit (Financial Services)
LA Metro Area
Full-time
Hybrid
Mid, Senior Level
$100K/yr - $115K/yr
3+ years expCNM LLP is a technical advisory services firm recognized for its commitment to excellence and a great workplace culture. They are seeking a Senior Associate to join their Internal Audit team, focusing on internal audit engagements within the financial services industry and providing consulting on governance, risk, and controls programs.
ConsultingFinancial Services
Hiring Manager
Chene' Hash, MBA
Responsibilities
Partner with high energy, high performing project teams to work on internal audit engagements within the financial services industry, including regulated financial institutions, fintech companies, mortgage companies, broker dealers and investment companies
Consult and advise key stakeholders on various aspects of their governance, risk and controls programs
Create process narratives, identifying key controls, and conclude on the design of identified controls
Perform operating effectiveness testing by selecting samples and testing attributes
Present results to key constituents and stakeholders, including process owners, internal audit directors, and members of executive management
Demonstrate clear and concise writing and verbal skills to communicate complex issues in simple terms to clients and team members
Produce quality deliverables evidenced through minimal review time and review notes
Active improving technical and project management skills through on-the-job feedback, performance evaluations, mentoring, and firm-sponsored formal training programs including monthly CPE and Subject Matter Expert (SME) training
Respond to client needs, acting as a primary contact with clients
Balance competing priorities with minimal client disruptions, while maintaining project progress
Qualification
Required
Bachelors degree from an accredited university in Accounting, Economics, Business Management, Finance or related
Minimum 3 years of experience in financial services at public accounting firm, professional services firm, or financial institution with emphasis on risk and compliance and Internal Audit
Experience with subject matter related to financial service/banking products, services, lines of business, regulations, and environments, with emphasis on any engagements performed for regional, super regional or large global banks
Foundational knowledge of banking terminology, regulators, risks and controls, with experience applying them in comprehensive, risk-based internal audits
Exceptional people, project and client management skills gained by working in multiple, professional environments
Ability to communicate effectively, clearly and concisely – also able to assess situations and ensure responses are well suited to various business situations
Experience translating complicated issues into simple and easy to understand terms to guide clients and provide information
Ability to adapt to unexpected changes in timelines, deadlines and scope of work
Benefits
Medical, Dental, Vision Plans
401(k) match
PTO: 15 days accrued per year
Company paid holidays, including company shutdown the week between Christmas and New Years
3 wellness days
Various opportunities for peer engagement: quarterly huddles, happy hours, summer and a holiday party
Monthly mobile reimbursement- $80
Reimbursement allowances: flex, technology, and health and wellness
Fully stocked kitchen
Paid maternity and parental leave
Annual technology bonus
Health and wellness bonus
Monthly cell phone reimbursement
Fully stocked kitchens with food, drink and snacks
Company
CNM LLP
CNM LLP is a Technical Advisory Firm that provides high-value advisory services to assist companies with technical accounting, IT, Cyber, Privacy and internal control services.
51-200 employees
Funding
Current Stage
Growth StageLeadership Team
Chris Montgomery
SVP, Business Development
Gavin Torres
Senior Vice President Business Development
Recent News
2025-11-08
2025-07-09
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