SoFi · 1 week ago
Investor Services Manager, Capital Markets Regulatory
Cottonwood Heights, UT
Full-time
Onsite
Mid, Senior Level, Lead/Staff
$96K/yr - $180K/yr
8+ years expSoFi is a next-generation financial services company and national bank committed to changing the way people interact with personal finance. The role of Manager in the Capital Markets team involves collaborating with various internal and external stakeholders to establish efficient structures for Capital Markets transactions while ensuring compliance with financial regulations.
CreditCredit CardsFinancial ServicesFinTechLendingWealth Management
Responsibilities
Strong analytical skills with attention to detail and deep knowledge of financial rules and regulations
Provide on-going feedback to cross functional partners on regulator reviews
Monitor and track ongoing performance, regulator reviews, investor reviews and remediations
In partnership with internal and external counsel, develop and implement remediations for the department and additional controls
Analyze and understand the economic impact of using different avenues of funding available through the capital markets (execution related to ABS transactions, whole loan sales, warehouse financing, and bulk sales)
Collaborate and provide strategic support to internal stakeholders such as credit, legal, engineering, product, treasury, accounting, servicing and finance
Assist with the content preparation, communication, correspondence, and due diligence processes for external stakeholders including investors, lenders, rating agencies, data systems providers, law firms, trustees, custodians, and accounting firms
Other ad hoc support as needed requested relating to whole loan sales, asset backed securitizations, new products, securities financing, unsecured lines of credit, and any other future financing initiatives of the company
Qualification
Required
8+ years of relevant experience desired, primarily in capital markets and ABS execution
BS/BA in business, finance, accounting, economics or similar technical field
Excellent work ethic and willingness to contribute broadly to achieve team and company objectives
Strong verbal and written communication as well as technical and organizational skills
Strong analytical skills with attention to detail and deep knowledge of financial regulations
Strong ability to read and interpret financial contracts and knowledge of core documents and industry standard/best practices in transactional terms
High level of proficiency with Microsoft Office suite (particularly in Excel, PowerPoint)
Preferred
Previous experience with lending or consumer credit products a plus: mortgages, student loans, credit cards, personal loans, etc
Previous experience with asset-backed securitization data sets a plus: Bloomberg, Intex, DV01, etc
Benefits
Comprehensive and competitive benefits
Company
SoFi
SoFi is a finance company that offers a range of lending and wealth management services.
1001-5000 employees
H1B Sponsorship
SoFi has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (213)
2024 (117)
2023 (131)
2022 (118)
2021 (81)
2020 (42)
Funding
Current Stage
Public CompanyTotal Funding
$12.25BKey Investors
Fortress Investment GroupPGIMQatar Investment Authority
2025-12-04Post Ipo Equity· $1.5B
2025-07-29Post Ipo Equity· $1.5B
2025-04-17Post Ipo Debt· $3.2B
Leadership Team
Anthony Noto
CEO
Jeremy Rishel
Chief Technology Officer
Recent News
2026-01-20
The Motley Fool
2026-01-17
Business Wire
2026-01-16
Company data provided by crunchbase