Apply on Employer Site

CoinDesk · 1 day ago

Compliance Specialist, Bullish Exchange

New York, United States

Full-time

Onsite

Mid Level

$130K/yr - $150K/yr

4+ years exp

CoinDesk is the most trusted media, events, indices and data company for the global crypto economy. The Compliance Specialist will be instrumental in ensuring adherence to legal standards and regulatory requirements within the digital asset industry, focusing on compliance filings, policy development, and collaboration with various teams.

BitcoinBlockchainCryptocurrencyNews

Responsibilities

Ensure ongoing compliance filings, notifications and reportings are done in accordance with applicable State and Federal laws and regulations, including all required filings on the NMLS

Work with both Regulatory Affairs and US Compliance to support the US state by state MTL/ virtual currency licensing process by ensuring that all filings are made via the NMLS to the state regulators

Develop, implement, and maintain compliance policies, procedures, and training materials

Support regular compliance audits and risk assessments to identify and mitigate potential risks and areas for improvement

Monitor changes in regulatory requirements and industry standards, including those related to the digital asset and cryptocurrency space on both the State and Federal level, and update compliance programs accordingly

Assist in the preparation of compliance reports and documentation for regulatory agencies

Act as a point of contact for compliance inquiries, providing expert guidance and support to internal stakeholders

Collaborate with various teams, including legal, engineering, and finance, to ensure compliance requirements are integrated into business processes and operational workflows

Investigate and report compliance issues, irregularities, and violations

Maintain meticulous records of all compliance activities and report findings to senior management

Contribute to fostering a culture of integrity and ethical conduct throughout the firm

Qualification

Compliance regulationsNMLS system operationsFinancial crime complianceAnalytical skillsCompliance softwareProfessional certificationsCommunication skillsProblem-solving skillsAttention to detailTeam collaboration

Required

4+ years of experience in a compliance, financial crime, or regulatory role, with specific exposure to digital assets or financial services

Bachelor's degree in Business, Finance, or a Related field

Experience with NMLS system operations, document submission, and filing process

Strong analytical, critical thinking, and problem-solving skills with a high degree of attention to detail

Excellent verbal and written communication skills

Experience with compliance software, data analysis, and reporting tools

Ability to work independently and manage multiple priorities in a fast-paced, high-demand environment

Extensive knowledge of relevant laws, legal codes, procedures, and regulatory standards (e.g., NY CRR Part 200 Virtual Currency Regulations, Bank Secrecy Act (BSA), Anti-Money Laundering (AML), USA PATRIOT Act, OFAC). Knowledge of federal regulations (e.g. CFTC and SEC rules) and international regulations like MiFID II, EMIR, and GDPR is a plus