Apply on Employer Site

Chase · 2 months ago

Compliance - Risk Mgmt Director Private Equity-Executive Director

277 Park Ave, New York, NY, 10172, US

Full-time

Onsite

Director/Executive

$176K/yr - $260K/yr

Chase is a leading financial institution, and they are seeking an Executive Director to lead the compliance program for their private equity business. This role involves collaborating with senior management to manage compliance programs and strategic initiatives, ensuring the firm remains resilient against emerging risks.

BankingFinancial Services

Responsibilities

Establish and oversee a scalable compliance program for private equity and adjacent businesses

Collaborate with executive management, legal teams, and control partners to drive compliance enhancements

Partner with cross-functional teams to assess and implement compliance requirements for large-scale projects and strategic initiatives

Drive the implementation of information barriers, conflicts of interest management, and related compliance uplifts

Develop and implement best practices across Alts Compliance and Asset Management Compliance teams

Provide expert guidance on compliance matters to senior stakeholders

Analyze diverse information to develop recommendations and make informed decisions

Communicate effectively across departments and with senior-level stakeholders

Lead strategic initiatives to strengthen compliance frameworks

Ensure ongoing improvement and adaptation of compliance programs

Support the administration of restricted lists and management of material non-public information

Qualification

SEC regulations knowledgePrivate equity investment lifecycleCompliance program managementMaterial non-public information expertiseAnalyticalTechnical skillsExperience in compliance leadershipGlobal regulationsCommunication skillsInterpersonal skillsProject management experience