Western Alliance Bank · 8 hours ago
Compliance Assistant Manager
Irvine, CA
Full-time
Onsite
Mid, Senior Level
$115K/yr - $142K/yr
6+ years expWestern Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation, seeking a Compliance Assistant Manager. In this role, you will provide leadership and guidance on regulatory compliance risks and oversee compliance activities related to the Bank's Mortgage products and services.
BankingFinanceFinancial Services
Responsibilities
Effectively synthesize and communicate compliance information, identify root cause(s) of potential compliance risk, and provide various reports to management
Collaborate with stakeholders across the Bank to gain insight into compliance risks associated with various line of business activities, objectives, practices, processes, and the overall control environment
Partner with subject matter experts in the lines of business to formulate an integrated and independent view of the business area risks and risk management practices. You will also work with Compliance team members to develop compliance risk management guidance for the lines of business
Raise issues and collaborate in the development and implementation of new compliance policies, practices and tools
May lead and develop a team: responsible for hiring, coaching, performance management, training and development
Qualification
Required
6+ years of related experience in Regulatory Compliance, Risk Management, Internal Audit or similar field
Ability to assess compliance with applicable federal and state statutes (TILA, TRID, RESPA, ECOA, FCRA, HPA, FDPA, etc.), program specific requirements (ARM, DSCR, Interest Only, HELOC/HEL), and regulatory requirements circulated by agencies including FNMA, FHLMC, FHA, VA, USDA, and CFPB
Intermediate to Advanced knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry standards and practices
Intermediate to Advanced understanding of MS Office with specific focus in Excel and PowerPoint
Intermediate to Advanced speaking and writing communication skills
Preferred
Bachelor's degree in related field preferred but not required
Previous leadership experience preferred
Intermediate to Advanced knowledge of mortgage origination operations, including sales, disclosures, processing, underwriting, closing/funding, post closing
Intermediate to Advanced experience in Regulatory and Compliance as it related to Mortgage Banking is preferred
Certified Regulatory Compliance Manager preferred
Benefits
Competitive salaries
An ownership stake in the company
Medical and dental insurance
Time off
A great 401k matching program
Tuition assistance program
An employee volunteer program
A wellness program
Company
Western Alliance Bank
Western Alliance Bank is a banking firm that offers commercial and business banking solutions.
Founded in 1994Phoenix, Arizona, USA
1001-5000 employees
H1B Sponsorship
Western Alliance Bank has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (42)
2024 (30)
2023 (49)
2022 (28)
2021 (13)
2020 (10)
Funding
Current Stage
Public CompanyTotal Funding
$400M2025-11-19Post Ipo Debt· $400M
2005-06-30IPO
Leadership Team
Tim Boothe
Chief Operating Officer
Barbara Kennedy
CHRO, EVP
Recent News
Morningstar.com
2026-01-09
Company data provided by crunchbase