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Jefferies · 2 months ago

Executive Compensation Trading & Middle Office Operations AVP/VP

520 Madison Avenue, New York, NY, 10022, US

Full-time

Onsite

Mid Level

$115K/yr - $150K/yr

4+ years exp

Jefferies is a global investment banking firm, and they are seeking an Executive Compensation Trading & Middle Office Operations AVP/VP to support their Wealth Management's Corporate and Executive Services business. The role involves managing equity compensation plans, assisting with trading operations, and collaborating with technology to enhance systems related to 10B5-1 plans.

BankingFinancial ServicesWealth Management

Responsibilities

Support Wealth Financial Advisor teams with equity, international, and option and FIX related order flow, through our firm’s third-party OMS Fidessa and Pershing’s front-end tool, NetX360

Operational support for trading desk and 10B5-1 process on a day-to-day basis – Including assistance with 10B5-1 trading formula and plan implementation, order routing, live market data price fluctuation monitoring within the active Jefferies 10B5-1 plan universe

Assist CES team with 10B5-1 plan operational plan tracking, maintenance, and monitoring within newly created proprietary portal utilized by corporate & executive service team

Assist CES team stay up to date with regulatory landscape specific to 10B5-1s including maintaining, tracking, and filing 144 sales as agent on behalf of executive clients via the SEC Edgar website and Edgar Next

Work with Technology to identify and prioritize business requested fixes and enhancements to 10B5-1 system, including clear communication of business requirements and active participation in collaboration meetings and testing

Assist with day-to-day equity syndicate IPO and Secondary allocations on behalf of Wealth Management providing deal color to FAs and managing order books

Active involvement in supporting projects related to the growth of the CES business, structured products sales and third-party derivative managers that manage concentration risk

Provide execution support to sales teams from pre to post market sessions

Creation of management presentations, pitch decks and procedural docs when needed and while keeping updated

Respond timely to escalated inbound Financial Advisor and Sales Assistant requests for middle office and trade support

Ability to analyze data within excel, create ad-hoc reports and present findings in presentation form

Qualification

Wealth management experienceEquityOptions trading10B5-1 plan supportMicrosoft ExcelPershing NetX360FidessaProject management skillsAnalytical skillsSeries 7 licenseSeries 63 licenseCommunication skillsTime management skillsProblem-solving skillsPresentation skills

Required

Bachelor's degree in business administration, Finance, Economics, Computer Science, or related field

4+ years' experience with wealth management equity and options trading and order flow, 10B5-1 plan and/or equity compensation plan support, middle office support

Strong quantitative, analytical, project management and problem-solving skills

Excellent time management skills and the ability to prioritize work

Advanced skills in Microsoft Excel, Word, PowerPoint

Solid communication skills and “presence” to interact effectively with clients as well as internal teams and stakeholders

Series 7 & 63 licenses required