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ProVest · 19 hours ago

Risk & Compliance Support Specialist

Central Islip, NY

Full-time

Onsite

Entry Level

2+ years exp

ProVest is a company focused on ensuring compliance with local, state, and federal laws and regulations. They are seeking a Risk & Compliance Support Specialist to review, analyze, and maintain compliance standards, assist in risk assessments, and manage internal databases and tracking systems.

Legal

Responsibilities

Perform compliance and auditing procedures, including adhering to all criteria for testing, reviewing and analyzing evidence, and documenting processes and procedures for our clients

Assist management in conducting any annual or other periodic risk assessments and the development of appropriate risk controls and compliance plans

Conducts research and documentation for current and emerging regulatory requirements

Prepares compliance and risk management communications for distribution to appropriate departments and personnel

Assist management with the review of local, state and federal regulations to ensure the company’s compliance

Responsible for the management of annual license renewals

Plan, organize, and respond to third party vendors’ questionnaires submitted to the business

Perform electronic records audit and assist process servers with proper amendments

Maintains quality service by establishing and enforcing organization standards

Work on or support other compliance initiatives

Contributes to team effort by accomplishing related results as needed

Perform other related duties as required

Qualification

Compliance experienceAnalytical skillsProblem-solving skillsMicrosoft OfficeAudit experienceHigh integrityTyping skillsLegal documentsAttention to detailEffective communicationLeadership abilityCritical thinking