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Siebert Financial · 3 months ago

AML (Anti-Money Laundering) Risk Associate

Nashville, TN 37212

Full-time

Onsite

Mid Level

$65K/yr - $80K/yr

3+ years exp

Siebert Financial is seeking an AML (Anti-Money Laundering) Risk Associate to execute risk-relevant activities in accordance with the Firm’s AML protocols. This role involves assessing BSA, money laundering, and reputational risks, and supporting initiatives to enhance AML risk management processes.

FinanceFinancial ServicesInsurance

Responsibilities

Conduct enhanced due diligence (EDD) reviews on higher-risk customers by analyzing documents and information

Provide key support for remediation projects aimed at reducing money laundering and reputational risks

Develop end-to-end knowledge of AML review operations and offer subject matter expertise to project teams

Deliver timely feedback to stakeholders on operational gaps and risk issues

Collaborate with Global Financial Crimes, Compliance, and Business Units to identify, assess, control, and remediate AML-related risks

Ensure processes align with internal policies and contribute to the development of AML reporting for senior stakeholders

Engage proactively with Financial Advisors, Complex Management, and Risk Officers to manage client relationships and pipeline

Partner with Global Financial Crimes to ensure the AML program meets regulatory standards and expectations

Qualification

BSA/AML regulationsKnow Your Customer (KYC)Customer Due Diligence (CDD)AML monitoring toolsCommunication skillsOrganizational skillsTime management skillsCollaboration skills

Required

Bachelor's degree in Business, Finance, or a related field

3–5 years of experience in BSA/AML regulations within the financial services industry or at a regulatory body (e.g., FINRA, OCC, SEC, Federal Reserve)

Strong knowledge of Know Your Customer (KYC), Customer Identification Program (CIP), and Customer Due Diligence (CDD) requirements

Excellent verbal and written communication skills

Ability to manage sensitive information with discretion and professionalism

Strong organizational and time management skills, capable of working independently and collaboratively under tight deadlines

Comfortable operating in a high-volume, fast-paced environment