Associate Financial Advisor jobs in United States
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LPL Financial · 3 months ago

Associate Financial Advisor

positionPasadena, CA
timeFull-time
remoteOnsite
seniorityNew Grad, Entry Level
money$50K/yr - $70K/yr

LPL Financial is seeking a licensed Associate Financial Advisor to provide exceptional service to clients in financial planning and investment management. The role involves developing strong client relationships and handling various administrative tasks in a fast-paced environment.

FinanceFinancial Services
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H1B Sponsor Likelynote

Responsibilities

Responsible for all aspects of servicing and relationship management, including conducting client meetings, monitoring client’s financial strategies, and all aspects of administrative support
Scheduling and preparing for client meetings
Review client portfolios and makes recommendations
Uses CRM to document and manage action items
Develop strategic relationships with clients and in the community
Facilitates prospects through an existing sales process
Participates in marketing, compliance, and practice management responsibilities
Collaborates on best practices; both client facing and internal
Deliver world class support and service

Qualification

Series 7Series 63Series 65Financial planningInvestment managementClient relationship managementCRM proficiencyAnalytical problem-solvingTime managementInterpersonal skills

Required

Bachelor's degree in Business, Finance, Economics, Administration, or equivalent related experience and/or training
Series 7, 63, 65 and/or 66 are required
Proficient product knowledge
Excellent interpersonal skills
Strong attention to detail
Organized and reliable
Good problem solver
Ability to present complex concepts and ideas in a professional and easily comprehendible way to clients in both written and verbal form
Self-driven, proactive, and able to implement ideas quickly and efficiently with little or no supervision
Able to work under pressure and adapt to consistent changes within the industry
Ability to quickly learn specific product information, administrative systems, rules & regulations
Superior verbal and written communication skills
Strong organization & time/task management skills
Dependable, flexible, and willing to do whatever it takes to get the job done
Excited about working in an entrepreneurial environment
Accuracy & attention to detail

Company

LPL Financial

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LPL Financial provides investment solutions and tools for independent financial advisors.
dateFounded in 1968
location
Boston, Massachusetts, USA
people-size5001-10000 employees
web-link
https://www.lpl.com

H1B Sponsorship

LPL Financial has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (106)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)

Funding

Current Stage
Public Company
Total Funding
$2.5B
2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO

Leadership Team

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Rich Steinmeier
Interim CEO
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Sid Vyas
Chief Technology Officer/EVP
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Recent News

Investment News
LPL, Ameriprise report online attacks on clients’ accounts, data to Maine
2026-01-16
GlobeNewswire
LPL Financial Welcomes Oak Bridge Financial, LLC
2026-01-16
Investment News
Advisor moves: $670M Baird team bolts to RBC in Texas
2026-01-16
Company data provided by crunchbase