Cboe Global Markets · 6 hours ago
Compliance Director
Chicago, IL
Full-time
Hybrid
Senior Level, Lead/Staff, Director/Executive
$153K/yr - $189K/yr
12+ years expCboe Global Markets is seeking a Director of Compliance for its Cboe Clear US (CCUS) Compliance team. The role involves developing policies and procedures to ensure compliance with regulatory obligations, acting as a liaison to the CFTC, and managing compliance activities across various teams.
BankingFinanceFinancial ServicesFinTechInsuranceStock Exchanges
No H1B
Responsibilities
Work collaboratively across various disciplines to create, implement, and manage compliance policies, processes, and procedures that cover all regulatory and statutory obligations related to CCUS’ regulators, products, and services. Take ownership of managing, controlling, and overseeing all CCUS compliance activities to ensure operations run smoothly and within regulatory requirements
Act as the primary point of contact on CCUS compliance items for regulators and internal teams, ensuring seamless communication and compliance with all regulatory requirements
Lead the response to CCUS internal and external audits, regulatory inquiries, and examinations, ensuring thorough and timely compliance
Produce and submit CCUS compliance-related reports to regulators, covering market disruptions, system incidents, system changes, and the annual compliance report
Provide expert guidance on conflicts of interest and other compliance practices, ensuring adherence to CEA and CFTC regulations and industry standards
Build and maintain strong relationships with the internal stakeholders and regulatory bodies, addressing compliance-related issues effectively
Participate in various committees and task forces, preparing materials, attending, and presenting at Board of Director and committee meetings as required
Provide leadership support to junior members of the North American Derivatives Compliance team on CCUS US-related compliance tasks
Qualification
Required
Twelve to 15 years of experience in the cleared derivatives industry, including experience with an FCM, Exchange, Broker-Dealer, CFTC, the SEC, NFA, or FINRA
Demonstrated expertise in compliance best practices and ability to maintain a comprehensive compliance program aligned with Cboe standards, developing effective and efficient compliance solutions
Proven leadership experience
Ability to thrive in a small team within a global organization, working independently and managing competing high-priority projects successfully
Excellent written and oral communication skills, with the ability to distill complex information for executive and Board member consumption
Proficiency in MS Office software (Word, Excel, Outlook, Power Point); familiarity with Jira, SharePoint, and Confluence is strongly preferred
General familiarity with laws and regulations governing DCOs, with a strong ability to provide guidance and direction on related issues
Back Office or clearing background with a hands-on approach and the ability to get things done
Minimum Education Requirement: bachelor's degree required, JD preferred
Preferred
Compliance-related experience in CFTC-regulated entities, particularly with a DCO
Exposure to, and relationships with, key CFTC regulators
Benefits
Fair and competitive salary and incentive compensation packages with an upside for overachievement
Generous paid time off, including vacation, personal days, sick days and annual community service days
Flexible, hybrid work environment, where you choose where and how you work
Health, dental and vision benefits, including access to telemedicine and mental health services
2:1 401(k) match, up to 8% match immediately upon hire
Discounted Employee Stock Purchase Plan
Tax Savings Accounts for health, dependent and transportation
Employee referral bonus program
Volunteer opportunities to help you give back to your communities
Complimentary lunch, snacks and coffee in any Cboe office
Paid Tuition assistance and education opportunities
Generous charitable giving company match
Paid parental leave and fertility benefits
On-site gyms and discounts to other fitness centers
Company
Cboe Global Markets
Cboe Global Markets (Cboe) is the leading exchange network for global derivatives, foreign exchange, digital asset and securities trading solutions.
1001-5000 employees
Funding
Current Stage
Public CompanyTotal Funding
unknown2010-06-15IPO
Leadership Team
Ed Tilly
Chairman and Chief Executive Officer
Curt Schumacher
CTO-VP
Recent News
2025-11-10
2025-11-07
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