Baker Tilly US · 7 hours ago
Financial Institution Regulatory Compliance Manager
Denver Metropolitan Area
Full-time
Hybrid
Mid, Senior Level
$117K/yr - $221K/yr
5+ years expBaker Tilly is a leading advisory, tax and assurance firm, providing clients with a genuine coast-to-coast and global advantage. They are seeking a Financial Institution Regulatory Compliance Manager to lead audit and consulting engagements, manage regulatory compliance risks, and provide strategic business advice to clients.
Accounting
Responsibilities
Work closely with client executives and management teams to understand their businesses and assist in identifying and managing regulatory compliance risks within their business processes and systems
Lead audit and consulting engagements of banks, credit unions, fintechs, and specialty finance organizations to determine institutions compliance with lending and depository regulatory requirements
Implement new or updated regulatory requirements, and translate regulatory requirements to ensure financial institution compliance
Continually stay up-to-date on all existing compliance regulations
Develop and maintain a broad knowledge and awareness of the financial institution industry and regulatory changes and identify potential impacts to compliance audit programs
Support our internal audit practice as Subject Matter Expert on regulatory and compliance topics
Provide strategic business advice to clients by assisting in the implementation of new regulatory requirements
Manage client engagement teams, along with staffing, billings/collections, and ensure client profitability targets are met
Utilize your entrepreneurial skills to network and build strong relationships internally and externally with clients and the community
Invest in your professional development individually and through participation in firm wide learning and development programs
Support the growth and development of team members through the Baker Tilly Care and Teach philosophy, helping associates meet their professional goals
Enjoy friendships, social activities and team outings that encourage a work-life balance
Qualification
Required
Bachelor's degree in accounting, finance, or a related program
5+ years experience with regulatory compliance
1-2 year(s) management experience
CIA or CRCM designation(s) required
Experience working with FDIC, OCC, CFPB, NCUA, and state regulations
Excellent analytical, technical, and problem-solving skills, with strong attention to detail
Exceptional verbal and written communication, collaboration, and time management skills
Strong sense of urgency and client responsiveness
Ability to travel up to 10%
Preferred
CRCM Certification strongly preferred. Also open to candidates willing to obtain CRCM Certification in the future
Experience as a client serving professional for a consulting firm preferred
Company
Baker Tilly US
Baker Tilly is a leading advisory, tax and assurance firm, providing clients with a genuine coast-to-coast and global advantage in major regions of the U.S.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Brett Bowles, CPA
Senior Consultant - Transaction and CFO Advisory
Caleb Tollefson
CFO Advisory Manager
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