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KeyBank · 3 months ago

Audit Manager - Asset Management

Brooklyn, OH

Full-time

Onsite

Senior Level

$94K/yr - $175K/yr

7+ years exp

KeyBank is a national association that provides various financial services, and they are seeking an Asset Management Audit Manager. This role involves overseeing audit projects in the Asset Management sector and managing a team to ensure compliance with audit standards while supporting strategic initiatives and risk reviews.

Banking

No H1B

U.S. Citizen Only

Responsibilities

Demonstrate advanced understanding of audit concepts within planning, fieldwork and reporting, as well as workpaper documentation, audit findings, and audit reports

Prioritize and execute multiple assignments; identify obstacles within the scope of assignments; proactively communicate delays in assigned deliverables or additional capacity availability; effectively delegate work when necessary; able to adapt to unforeseen challenges and reprioritization of assignments, including the ability to make difficult decisions in a timely manner while including all necessary stakeholders

Consistently demonstrate advanced business writing skills and cohesively present information effectively to others including the delivery of audit findings and other audit matters to senior and executive management; Consistently presents and organizes more complex information and adapts message to audience

Able to lead or provide oversight on the most complex stand alone and integrated reviews, investigations or ad hoc projects

Advanced ability to review audit work to ensure compliance with internal standards while ensuring the work product meets the need of internal and external stakeholders

Performs other duties as assigned; duties, responsibilities and/or activities may change or new ones may be assigned at any time with or without notice

Complies with all KeyBank policies and procedures, including without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest, and acting in the best interests of Key’s clients and Key

Qualification

Audit ManagementWealth Management KnowledgeRegulatory KnowledgeData AnalysisCritical ThinkingCollaborationEmotional IntelligenceOral & Written CommunicationAdaptabilityDecision Making

Required

Bachelor's Degree

7+ years Audit or Related Experience

Knowledge of wealth management, trust and estate planning, investment management and advisory, and fiduciary services

Knowledge of regulations and standards applicable to asset management including, but not limited to: Regulation 9, SEC, DOL, and ERISA requirements

Demonstrate advanced understanding of audit concepts within planning, fieldwork and reporting, as well as workpaper documentation, audit findings, and audit reports

Able to lead or provide oversight on the most complex stand alone and integrated reviews, investigations or ad hoc projects

Advanced ability to review audit work to ensure compliance with internal standards while ensuring the work product meets the need of internal and external stakeholders