Goldman Sachs · 4 months ago
Compliance, CF&O- Engineering: Tech Risk, AI, Vice President, Dallas
Dallas, Texas, United States
Full-time
Onsite
Mid, Senior Level
6+ years expGoldman Sachs is a leading global investment banking, securities and investment management firm. They are seeking a Vice President for their CF&O Compliance team to provide compliance support for the Engineering division, focusing on governance and controls related to the use of Artificial Intelligence.
BankingFinanceFinancial ServicesVenture Capital
Responsibilities
Help co-ordinate and participate in the delivery of the firm’s response to emerging regulatory requirements related to the adoption of AI
Assist in the ongoing development of AI governance as it pertains to the firm’s internal AI strategy and framework
Actively participate in key steering groups and control forums related to AI to ensure governance processes are integrated into the broader Compliance framework
Assist in developing responses to regulatory and client inquiries in relation to the firm’s use of AI
More broadly, advise, challenge, and influence the Engineering Division and business divisions in relation to regulations, policies, and reputational risk
Brief senior leadership on risks identified and ensure stakeholder investment
Analyze and conduct ongoing reviews of technology regulations, agency guidance, trends and enforcement actions to assess the impact to the firm and identify potential gaps
Partner with the impacted groups to ensure the business is able to support new requirements
Coordinate with counterparts in other jurisdictions to ensure the firm is meeting technology related regulatory requirements globally
As needed, support development and analysis of technology-related policies, standards and processes to ensure compliance with applicable regulations and requirements
Recommend compliance testing or forensic work to be performed
Develop and deliver communications and training to the Engineering Division and other CF&O teams
Coordinate with the broader CF&O Compliance team on specific initiatives and projects
Qualification
Required
At least 6-8+ years of work experience, experience as a compliance officer or in a risk management role focused on technology risk preferable
Bachelor's degree or higher, graduate degree in information security/risk management a plus, but not required
Familiarity of risks associated with the deployment and implementation of AI technologies within the financial sector
Good understanding of the risks associated with technology functions
Experience reading and interpreting regulations, laws and statutes
Understanding of the global regulatory environment as it relates to technology, cyber security, information security, data governance, and artificial intelligence
Experience interacting with regulators, or supporting regulatory audits or inquiries
Clear, concise communications skills; able to communicate with impact at senior levels
Able and willing to challenge; comfortable with inter-personal conflict; able to build strong professional rapport with stakeholders while maintaining independence as a risk manager
Work independently. Exercise sound judgment, ethics and integrity
Fast learner; able to adapt to business and regulatory changes; interest to challenge status quo and find new solutions
Well organized with the ability to manage both longer term projects and daily, often time-sensitive, escalations
Strong analytical, technical and problem-solving skills, with the ability to exercise sound and balanced judgment
Take ownership of tasks, progress them independently, and escalate to senior stakeholders when required
Proficient in using technology; able to analyze data sets and summarize findings; comfortable learning new technologies, both as a user and to identify risks
Team-oriented and supportive of others' success; comfortable representing a team work product to stakeholders
Preferred
AI product management experience a plus
Experience in cyber regulatory requirements and technology incident reporting is a plus
Intellectual interest in new and emerging technologies, opportunities and risks, including artificial intelligence
Benefits
Training and development opportunities
Firmwide networks
Benefits
Wellness and personal finance offerings
Mindfulness programs
Company
Goldman Sachs
Goldman Sachs is a multinational financial services firm providing securities, investment banking, and management services.
10001+ employees
H1B Sponsorship
Goldman Sachs has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (1954)
2024 (1685)
2023 (2060)
2022 (2326)
2021 (2258)
2020 (1572)
Funding
Current Stage
Public CompanyTotal Funding
$6B2025-04-23Post Ipo Debt· $6B
2012-06-05Post Ipo Equity
1999-05-14IPO
Leadership Team
David M. Solomon
Chair and Chief Executive Officer
John Waldron
President and Chief Operating Officer
Recent News
2026-01-25
2026-01-25
2026-01-24
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