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E*TRADE from Morgan Stanley · 3 months ago

Global Financial Crimes: US Investigations Director (AVP) / Vice President

Dallas, Texas, United States of America

Full-time

Hybrid

Mid, Senior Level

5+ years exp

E*TRADE from Morgan Stanley is a global leader in financial services, and they are seeking a Global Financial Crimes: US Investigations Director (AVP) / Vice President. This role involves leading investigations into various financial crimes and ensuring compliance with regulatory requirements while coordinating the firm's financial crime prevention efforts.

BankingFinanceFinancial Services

Responsibilities

Lead investigations of a wide variety of suspected financial crimes, including money laundering, terrorist financing, market manipulation, insider trading, trafficking, fraud, public corruption and bribery, cybercrime, and tax evasion

Determine appropriate regulatory filing requirements, including Suspicious Activity Reports, and notifications to law enforcement and government agencies

Provide advice to the business with respect to managing risks arising from financial crimes concerns involving prospective and current client relationships

Produce and maintain investigative reports and related documentation

Assist with responding to requests for information from law enforcement and government agencies

Ensure daily operational processing is completed according to established program and regulatory requirements

Identify and implement process improvements to increase efficiency and effectiveness

Qualification

Investigative experienceBSA/AML knowledgeCAMS certificationFinancial markets understandingLeadership skillsCommunication skillsPresentation skillsDecision-making ability

Required

Bachelor's degree or equivalent military experience

5+ years of strong investigative or related experience with emphasis on BSA/AML, including writing and preparing SARs in accordance with applicable regulatory requirements

Strong understanding of the financial markets and banking, including broker-dealer product-based knowledge and the ability to learn concepts quickly

Excellent communication, leadership, and presentation skills with the ability to communicate effectively through all levels of the organization

Self-motivated and independent operator with the ability and maturity to make decisions and operate in fast paced and dynamic settings