Simmons Bank · 4 months ago
Suspicious Activity Reporting Supervisor
Little Rock, AR
Full-time
Onsite
Entry, Mid Level
2+ years expSimmons Bank is committed to passion and customer focus, and they are seeking a Supervisor of Compliance. This role involves managing compliance staff, conducting risk assessments, and providing regulatory guidance to ensure compliance across the organization.
BankingFinanceFinancial Services
Responsibilities
Responsible for all management duties of assigned associates to include hiring, performance management, salary recommendations, training of new associates and skill development of all staff
Manages compliance testing program(s) by performing duties such as; self-assessments, developing and updating risk assessments, performing targeted compliance reviews, risk mitigation initiatives, communicating results to the appropriate members of management, evaluating potential risk areas including internal and operational controls, processes, practices, policy, as well as regulation violations
Responsible for reviewing regulatory risks associated with new Business initiatives, new products/services and process changes to ensure compliance with applicable rules and regulations. Accountable for providing sound compliance advice and directing the Business Unit on the resolution of compliance-related issues
Prepare periodic reports for senior management, Legal, Compliance, and the Board of Directors (BOD) which identifies significant developments, vulnerability/risks, testing results, key risk indicators, root cause, and initiatives underway
Participates in the evaluation and monitoring of operations (i.e., marketing, origination, processing, underwriting, servicing, collection and loss mitigation) to ensure sound compliance practices are being applied across the enterprise and provide regulatory guidance about new and changing regulatory developments
Assists in audits and regulatory examinations, including compiling requested information for auditors and examiners by serving as a liaison between the organization and regulatory agencies. Review consumer complaints for applicable concerns, evaluate potential root causes, and make recommendations to mitigate risk or improve controls
Develops, conducts and maintains compliance training materials for entire organization
Maintains a comprehensive working knowledge of Federal and State regulatory requirements and responsible for ensuring compliance with all regulations
Assists with the preparation and implementation of the Compliance Group goals and objectives including departmental budgets, related plans, and follow-up procedures
Ensures all departmental documents and activities are performed in compliance with applicable laws, regulations, policies and procedures as applicable to this position, including completion of required compliance training
Performs other duties and responsibilities as assigned
Qualification
Required
Ability to read and interpret documents such as procedure manuals, general business correspondence and/or journals or government regulations
Ability to read, analyze and interpret financial report and/or legal documents
Ability to write routine reports, procedures and business correspondence
Ability to respond in writing to customer complaints, regulatory agencies or member of the business community
Ability to effectively present information in one-on-one and small group situations, to customers, top management, public groups and/or boards of directors
BS/BA degree
Minimum of 2-4 years' experience in compliance, audit or other governance functions OR Minimum of 4-6 years' experience working in compliance, audit or other governance functions within a large commercial bank or regulatory agency, with working knowledge of consumer and commercial banking products
3 years' management experience required
MS Office programs
Preferred
Certified Regulatory Compliance Manager (CRCM) certification preferred or the willingness and ability to obtain such certification within 12 months of employment
Series 7 & 63 trading licenses through FINRA
Registered Investment Agent Certification preferred
Completion of ABA National, Intermediate, or Graduate Compliance School preferred
Company
Simmons Bank
Simmons Bank serves customers through its rock-solid commitment to integrity, excellence, collaboration, and growth.
1001-5000 employees
H1B Sponsorship
Simmons Bank has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (6)
2024 (12)
2023 (3)
2021 (5)
Funding
Current Stage
Public CompanyTotal Funding
$625.09MKey Investors
Eosera
2025-09-09Post Ipo Debt· $325M
2025-07-22Post Ipo Equity· $300.07M
2024-10-15Grant· $0.01M
Leadership Team
Daniel Hobbs
Chief Financial Officer
Chris Van Steenberg
Executive Vice President, Chief Operating Officer
Recent News
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2025-12-22
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