Apply on Employer Site

JBA International · 5 months ago

Mortgage Lending - Compliance Analyst

Napa, California, US

Full-time

Onsite

Mid Level

$41/hr - $54/hr

JBA International is a financial institution seeking a Compliance Analyst to ensure adherence to regulatory and legal standards. The role involves conducting in-depth analysis on legal changes, managing compliance programs, and providing support for audits and risk management activities.

ConsultingHealth CareLegalProfessional Services

Diversity & Inclusion

No H1B

U.S. Citizen Only

Responsibilities

Review and conduct in-depth analysis on regulatory and legal changes affecting financial institutions to determine applicability and impact to RCU

Research regulatory/legal questions for other departments as assigned

Prepare and present analysis summaries and findings to RCU management to assist in decision-making

Independently work with RCU departments to implement legal requirements and ensure changes to products, services, and processes comply with applicable legal requirements

Create and manage compliance programs and training programs

Review advertisement, forms, letters, and disclosures for other departments as assigned to ensure compliance with applicable legal requirements

Prepare revisions to Credit Union disclosures

Prepare written reports and analysis for Compliance management

Assist on projects, exams, audits, and other tasks as assigned

Provide excellent service to all Members and internal clients

Prepare currency transaction reports in compliance with the Bank Secrecy Act

Manage projects required to implement regulatory and legal changes, including setting project goals, coordinating efforts between multiple departments, and monitoring for effectiveness

Independently work with RCU departments to identify and mitigate risks to the line of business, including compliance, business continuity, and internal controls

Collect and prepare information for business continuity planning

Collect and prepare information for both internal and external audits

Document audit procedures performed or coordinated/supported

Maintain audit work papers and documentation

Develop and monitor remediation plans resulting from any deficiencies identified in audits

Submit all audit work (i.e., planning, programs, work papers, reports, etc.) to the Compliance Manager for review prior to issuance of final reports

Administer compliance testing program and monitors result status

Assist with department budget preparation and perform legal expense analysis

Complete monthly report(s) and maintain records of time usage

Manage and administer RCU’s forms library

Manage and administer RCU’s Management Procedures Manual

Attend training as designated by Compliance Manager

Qualification

Regulatory analysisCompliance program managementRisk managementAudit proceduresProject managementServiceLegal expense analysis

Required