Vice President Broker Dealer Compliance in united states (1000+)
1 day ago
Vice President - Senior Swap Dealer Compliance Officer
BNP Paribas
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Banking · Consumer Lending · Public
Jersey City, NJ
Full-time
$115K/yr - $200K/yr
Onsite
Mid, Senior Level
5+ years exp44 applicants
1 week ago
Vice President Broker Dealer Compliance
Atlas Search
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Finance · Recruiting · Growth Stage
New York, United StatesFull-time$140K/yr - $200K/yrHybridSenior LevelLess than 25 applicants
Growth Opportunities
1 week ago
VP Compliance Officer - Broker Dealer
JCW Group
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Human Resources · Recruiting · Growth Stage
New York, United StatesFull-timeOnsiteSenior Level, Lead/Staff, Director/Executive7+ years exp71 applicants
Growth Opportunities
2 weeks ago
Vice President, Independent Broker Dealer (IBD) Channel Marketing Manager
PIMCO
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Banking · Crowdfunding · Late Stage
New York, NYFull-time$150K/yr - $225K/yrOnsiteMid, Senior Level5+ years exp28 applicants
H1B Sponsor Likely
4 months ago
Risk Management - Credit Risk Vice President - Bank and Broker Dealers
JPMorganChase
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Asset Management · Banking · Public
8181 Communications Pkwy Ste C, Plano, TX, 75024, USFull-timeOnsiteMid, Senior Level7+ years expLess than 25 applicants
Growth OpportunitiesH1B Sponsor Likely
5 days agoBe an early applicant
Broker Dealer Controllership, Assistant Vice President
State Street
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Banking · Finance · Public
Stamford, CTFull-time$100K/yr - $168K/yrHybridMid, Senior Level5+ years expLess than 25 applicants
3 months ago
Payments Sales Manager- Asset Managers & Broker Dealers- Vice President
Chase
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Banking · Financial Services · Late Stage
2029 Century Park E, Los Angeles, CA, 90067, USFull-time$124K/yr - $179K/yrOnsiteMid, Senior Level5+ years exp95 applicants
1 week ago
Investment Banking Senior Associate/Vice President | Broker-Dealer & Capital Markets
Houlihan Lokey
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Banking · Finance · Public
New York, NY, USAFull-time$200K/yr - $250K/yrOnsiteMid, Senior Level5+ years exp53 applicants
Growth OpportunitiesH1B Sponsor Likely
2 weeks ago
Risk Management - Credit Risk Vice President - Bank and Broker Dealers
JPMorganChase
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Asset Management · Banking · Public
Plano, TXFull-timeOnsiteMid, Senior Level7+ years exp55 applicants
Growth OpportunitiesH1B Sponsor Likely
2 weeks ago
Broker Dealer Controllership, Assistant Vice President
State Street
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Banking · Finance · Public
BOSTONFull-time$100K/yr - $168K/yrOnsiteMid, Senior Level5+ years exp31 applicants
4 months ago
Risk Management - Credit Risk Vice President - Bank and Broker Dealers
Chase
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Banking · Financial Services · Late Stage
8181 Communications Pkwy Ste C, Plano, TX, 75024, USFull-timeOnsiteMid, Senior Level7+ years expLess than 25 applicants
2 weeks ago
Payments Sales Manager - Broker Dealers & Market Structure - Vice President
JPMorganChase
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Asset Management · Banking · Public
Jersey City, NJFull-time$124K/yr - $179K/yrOnsiteMid, Senior Level5+ years exp28 applicants
Growth OpportunitiesH1B Sponsor Likely1 week ago
Payments Sales Manager- Asset Managers & Broker Dealers- Vice President
JPMorganChase
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Asset Management · Banking · Public
Los Angeles, CAFull-time$124K/yr - $179K/yrOnsiteMid, Senior Level5+ years expLess than 25 applicants
Growth OpportunitiesH1B Sponsor Likely3 months ago
Payments Sales Manager- Asset Managers & Broker Dealers- Vice President
JPMorganChase
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Asset Management · Banking · Public
2029 Century Park E, Los Angeles, CA, 90067, USFull-time$124K/yr - $179K/yrOnsiteMid, Senior Level5+ years expLess than 25 applicants
Growth OpportunitiesH1B Sponsor Likely
just nowBe an early applicant
Senior Manager- Regulatory Compliance (Alternative Assets)
IQ-EQ
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Accounting · Finance · Late Stage
New York, NYFull-time$115K/yr - $135K/yrHybridMid, Senior Level6+ years expLess than 25 applicants
1 hour agoBe an early applicant
Assistant Vice President, CLO Manager
The Citco Group Limited
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Finance · Financial Services · Late Stage
Malvern, PAFull-time$76K/yr - $100K/yrHybridMid Level3+ years expLess than 25 applicants
2 hours ago
Compliance Manager - Credit Card Business Oversight
TD
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Banking · Finance · Late Stage
Mount Laurel, NJFull-time$87K/yr - $139K/yrHybridMid, Senior Level7+ years exp36 applicants
6 hours agoBe an early applicant
Compliance Manager (Healthcare)
VGP JOINT STOCK COMPANY
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Mobile Games · Early Stage
United StatesFull-time$89K/yr - $134K/yrRemoteMid, Senior Level5+ years expLess than 25 applicants
9 hours ago
Chief WRC Financial Services
Oakland County, Michigan Government
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Government Administration · Late Stage
Waterford, Michigan, United StatesFull-time$113K/yr - $152K/yrHybridDirector/Executive7+ years exp87 applicants
10 hours agoBe an early applicant
Director of Compliance & Payment Operations
Qualia
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FinTech · Property Management · Late Stage
United StatesFull-time$180K/yr - $210K/yrRemoteDirector/Executive10+ years expLess than 25 applicants
H1B Sponsor Likely