Trade Surveillance Associate Equities Exchange Traded Products (compliance) Td Securities (us) in united states (1000+)
98 results for "Trade Surveillance Associate Equities Exchange Traded Products (compliance) Td Securities (us)"
Recommended
22 hours ago
Foreign Exchange Associate - Sales & Trading
BankUnited
/
Finance · Banking · Public
Miami Lakes, FL
Full-time
Hybrid
Mid Level
3+ years exp87 applicants
Diversity & Inclusion
23 hours agoBe an early applicant
Alpha Data Services – EDM Implementation Support (Trading Data: Security Master, Reference Data, Transactions Lifecycle) (US) – AVP
State Street
/
Finance · Banking · Public
Clifton, NJFull-time
$90K/yr - $158K/yrOnsiteSenior LevelLess than 25 applicants
H1B Sponsor Likely
1 day ago
Compliance Associate - Trade Surveillance
Advisors Excel
/
Finance · Consulting · Late Stage
Topeka, KSFull-timeOnsiteNew Grad, Entry Level28 applicants
Growth Opportunities
1 day ago
Associate Director, Trade Strategy & Marketing – Specialty and Established Products
Allergan Aesthetics, an AbbVie Company
/
Beauty · Wellness · Late Stage
Mettawa, IL, USAFull-time$138K/yr - $261K/yrHybridLead/Staff, Director/Executive4+ years exp28 applicants
H1B Sponsor Likely
1 day agoBe an early applicant
Associate Director, Trade Strategy & Marketing – Specialty and Established Products
AbbVie
/
Biotechnology · Finance · Public
Mettawa, ILFull-timeOnsiteMid, Senior Level, Lead/Staff4+ years expLess than 25 applicants
Comp. & BenefitsH1B Sponsor Likely
1 day ago
Trading UI Product Manager - Equities Trading Technology
Millennium
/
Finance · Venture Capital · Late Stage
New York, NYFull-time$175K/yr - $250K/yrOnsiteSenior Level, Lead/Staff8+ years exp106 applicants
H1B Sponsor Likely
1 day ago
Fixed Income Trading Associate (Structured Products) - New York
Raymond James
/
Finance · Banking · Public
New York, New York - United StatesFull-time$100K/yr - $125K/yrOnsiteEntry Level1+ years exp47 applicants
Growth OpportunitiesH1B Sponsor Likely
2 days agoBe an early applicant
VP, Trade Surveillance and Financial Crimes Compliance Manager
Cantor Fitzgerald
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Real Estate · Finance · Late Stage
Jacksonville, FLFull-timeOnsiteMid, Senior Level7+ years expLess than 25 applicants
No H1B
2 days agoBe an early applicant
Analystic Tradecraft Compliance Specialist Product Evaluation Support (Mid)
Amentum
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Mechanical Engineering · Security · Public
Washington, DCFull-time$140K/yr - $160K/yrOnsiteSenior Level, Lead/Staff8+ years expLess than 25 applicants
No H1B
1 month ago
VP Compliance - Conflicts Manager, Global Control Room (NY) - TD Securities (US)
TD
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Finance · Banking · Late Stage
New York, New YorkFull-time$150K/yr - $185K/yrOnsiteMid, Senior Level5+ years exp64 applicants
1 week ago
Quantitative Trading & Research – Equity Derivatives Exotics - Associate
JPMorganChase
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Finance · Banking · Public
New York, NYFull-time$150K/yr - $200K/yrOnsiteEntry Level3+ years exp126 applicants
Growth OpportunitiesH1B Sponsor Likely
1 week ago
Associate or Director, Equity Derivatives Trader
CIBC
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Finance · Banking · Public
New York, NYFull-time$150K/yr - $225K/yrOnsiteMid Level2+ years exp93 applicants
1 week ago
FS/ Trade Surveillance – Risk and Compliance – Senior Consultant, Business Consulting
Infosys
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Cloud Computing · Consulting · Public
Richardson, TXFull-timeOnsiteMid, Senior Level3+ years exp31 applicants
No H1B
3 days ago
Associate Director, Investment & Trading Compliance
Cohen & Steers
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Finance · Public
New York, NYFull-time$125K/yr - $135K/yrHybridMid, Senior Level, Lead/Staff5+ years exp113 applicants
Growth Opportunities2 weeks ago
VP Compliance Manager, Quantitative Analyst, Trade Surveillance Model Tuning & Predictive Analytics - TD Securities (US)
TD
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Finance · Banking · Late Stage
New York, New YorkFull-time$150K/yr - $200K/yrOnsiteMid, Senior Level5+ years exp35 applicants
3 months ago
Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US)
TD Securities
/
Finance · Banking · Late Stage
New York, NYFull-time$100K/yr - $135K/yrOnsiteMid, Senior Level5+ years exp26 applicants
H1B Sponsor Likely
4 months ago
International Trade Compliance Associate (Attorney)
Oak Ridge Legal Search
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Staffing & Recruiting · Early Stage
Washington D.C., District of Columbia, United StatesFull-timeHybridEntry, Mid Level2+ years exp73 applicants
1 month ago
Equity Electronic Trading Associate II
Truist
/
Finance · Banking · Late Stage
New York, NYFull-time$160K/yr - $170K/yrOnsiteMid Level3+ years exp49 applicants
H1B Sponsor Likely1 month ago
Senior Associate, Investment & Trading Compliance
Cohen & Steers
/
Finance · Public
New York, NYFull-time$100K/yr - $110K/yrHybridMid, Senior Level1+ years expLess than 25 applicants
Growth Opportunities2 months ago
Trade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US)
TD
/
Finance · Banking · Late Stage
New York, New YorkFull-timeOnsiteSenior Level5+ years expLess than 25 applicants
