Senior Compliance Associate Securities Trade Monitoring in united states (1000+)
3 days agoBe an early applicant
Senior Compliance Associate- Securities Trade Monitoring
Moody's Corporation
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Late Stage
Charlotte, NC
Full-time
$82K/yr - $119K/yr
Onsite
Mid, Senior Level
2+ years expLess than 25 applicants
1 month ago
Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US)
TD Securities
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Investment Banking · Late Stage
New York, NYFull-time$100K/yr - $135K/yrOnsiteMid, Senior Level5+ years expLess than 25 applicants
H1B Sponsor Likely
1 month ago
Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US)
TD
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Banking · Late Stage
New York, NYFull-time$100K/yr - $135K/yrOnsiteSenior Level5+ years exp53 applicants
1 month ago
Senior Associate Commissioner for Strategy, Monitoring and Compliance
Commonwealth of Massachusetts
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Late Stage
United States-Massachusetts-Everett- 135 Santilli HighwayFull-timeOnsiteSenior Level, Lead/Staff, Director/Executive7+ years expLess than 25 applicants
1 month ago
Senior Associate Commissioner for Strategy, Monitoring and Compliance
The Massachusetts Executive Office of Labor and Workforce Development (EOLWD)
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Late Stage
United States-Massachusetts-Everett- 135 Santilli HighwayFull-time$130K/yr - $130K/yrOnsiteSenior Level7+ years exp59 applicants
1 week ago
Trade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US)
TD Securities
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Investment Banking · Late Stage
New York, NYFull-timeOnsiteSenior Level5+ years expLess than 25 applicants
H1B Sponsor Likely3 days agoBe an early applicant
Trade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US)
TD
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Banking · Late Stage
New York, NYFull-timeOnsiteSenior Level5+ years expLess than 25 applicants
3 weeks ago
Trade Surveillance Associate - FX (Compliance) - TD Securities (US)
TD
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Banking · Late Stage
New York, New YorkFull-time$100K/yr - $135K/yrOnsiteMid, Senior Level5+ years exp27 applicants
1 month ago
Trade Surveillance Associate - Fixed Income (Compliance) - TD Securities (US)
TD
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Banking · Late Stage
New York, New YorkFull-time$100K/yr - $135K/yrOnsiteMid, Senior Level5+ years exp58 applicants
1 month ago
Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US)
TD
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Banking · Late Stage
New York, New YorkFull-time$100K/yr - $130K/yrHybridMid, Senior Level5+ years exp37 applicants
3 hours ago
Compliance Testing Specialist, Invest
SoFi
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Financial Services · Public
Frisco, TXFull-timeOnsiteSenior Level5+ years exp184 applicants
H1B Sponsor Likely
20 hours agoBe an early applicant
Trading Lifecycle Associate II
JPMorganChase
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Financial Services · Public
New York, NYFull-time$86K/yr - $123K/yrOnsiteMid, Senior Level5+ years expLess than 25 applicants
Growth OpportunitiesH1B Sponsor Likely
20 hours agoBe an early applicant
Sr. Analyst, Trade Compliance & Sanction Screening, North America
Align Technology
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Public
Morrisville, NCFull-timeOnsiteSenior Level6+ years expLess than 25 applicants
H1B Sponsor Likely
22 hours agoBe an early applicant
Anti-Money Laundering Sr. Investigator - Sanctions Advisory Operations
Capital One
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Public
Wilmington, DEFull-time$74K/yr - $85K/yrHybridMid, Senior Level3+ years expLess than 25 applicants
Comp. & BenefitsNo H1B
22 hours agoBe an early applicant
Anti-Money Laundering Sr. Investigator - Sanctions Advisory Operations
Capital One
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Public
Deerfield, ILFull-time$74K/yr - $85K/yrHybridMid, Senior Level3+ years expLess than 25 applicants
Comp. & BenefitsNo H1B
1 day ago
Sanctions Financial Intelligence Unit Investigator
Meta
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Late Stage
United StatesFull-time$118K/yr - $173K/yrRemoteMid, Senior Level4+ years exp52 applicants
Comp. & Benefits
1 day ago
Senior Compliance Analyst - Marketplace Advisory
Centene Corporation
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Late Stage
United StatesFull-time$70K/yr - $126K/yrRemoteMid, Senior Level3+ years exp73 applicants
1 day agoBe an early applicant
Capital Markets Compliance Analyst- Series 24/Broker-Dealer Supervision
Regions Bank
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Late Stage
Atlanta, GAFull-time$95K/yr - $122K/yrOnsiteMid, Senior Level5+ years expLess than 25 applicants
1 day ago
TDI-Financial Examiner V
Capps Plumbing and Sewer, Inc.
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Early Stage
Texas-AustinWork LocationsFull-time$6,306.98/mo - $6,306.98/moHybridMid, Senior Level3+ years exp77 applicants
No H1B
22 hours agoBe an early applicant
Anti-Money Laundering Sr. Investigator - Sanctions Advisory Operations
Capital One
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Public
Chicago, ILFull-time$74K/yr - $85K/yrHybridMid, Senior Level3+ years expLess than 25 applicants
Comp. & BenefitsNo H1B
