Senior Associate, Investment And Trading Compliance in united states (1000+)

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1 day agoBe an early applicant
Senior Associate, Investment & Trading Compliance
Cohen & Steers
/
Finance · Public
New York, NY
Full-time
$100K/yr - $110K/yr
Hybrid
Mid, Senior Level
1+ years exp
Less than 25 applicants


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Growth Opportunities

2 weeks ago
Senior Associate Anti Money Compliance Investigator
Alliant Credit Union
/
Financial Services · Late Stage
Chicago, IL
Full-time
$52K/yr - $81K/yr
Hybrid
Mid, Senior Level
3+ years exp
54 applicants


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1 week ago
Senior Compliance Associate- Securities Trade Monitoring
Moody's Corporation
/
Financial Services · Late Stage
Charlotte, NC
Full-time
$82K/yr - $119K/yr
Onsite
Mid, Senior Level
2+ years exp
Less than 25 applicants


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2 weeks ago
Senior SDE, Trading Compliance - Data-Driven Global Investment Firm
Andiamo
/
Consulting · Human Resources · Growth Stage
New York, NY
Contract
Onsite
Senior Level
5+ years exp
136 applicants


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Comp. & Benefits
H1B Sponsor Likely

6 hours agoBe an early applicant
Compliance - 40 Act - Associate
KKR
/
Advice · Asset Management · Public
Boston
Full-time
$105K/yr - $130K/yr
Onsite
Mid, Senior Level
4+ years exp
Less than 25 applicants


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5 minutes agoBe an early applicant
Sr. Transaction Associate (Underwriting & Due Diligence)
Custom Capital
/
Property Management · Real Estate · Early Stage
United States
Full-time
$110K/yr - $110K/yr
Remote
Mid, Senior Level
5+ years exp
Less than 25 applicants


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3 hours agoBe an early applicant
Senior Compliance Analyst (Broker-Dealer)
Atlantic Group
/
B2B · Human Resources · Growth Stage
New York, NY
Full-time
$95K/yr - $125K/yr
Hybrid
Mid, Senior Level
3+ years exp
Less than 25 applicants


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Growth Opportunities

8 hours agoBe an early applicant
Vice President, Investment Compliance - Liberty Mutual Investments
Liberty Mutual Investments
/
Asset Management · Insurance · Growth Stage
Boston, MA
Full-time
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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13 hours ago
Compliance Examiner Senior (Mortgage Operations)
Freddie Mac
/
Finance · Financial Services · Public
McLean, VA
Full-time
$96K/yr - $144K/yr
Onsite
Mid, Senior Level
5+ years exp
28 applicants


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H1B Sponsor Likely

21 hours agoBe an early applicant
Senior FCRM Compliance Officer - Prime Brokerage Oversight
TD Securities
/
Banking · Finance · Late Stage
New York, NY
Full-time
$100K/yr - $115K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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13 hours ago
Compliance Officer-Deposits
City National Bank
/
Banking · Finance · Public
Phoenix, AZ
Full-time
$77K/yr - $143K/yr
Onsite
Senior Level
5+ years exp
39 applicants


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12 hours ago
Assistant Director Investment Compliance
Northwestern Mutual
/
Advice · Consulting · Late Stage
Milwaukee, WI
Full-time
$102K/yr - $218K/yr
Hybrid
Mid, Senior Level
6+ years exp
36 applicants


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20 hours agoBe an early applicant
Senior Associate, Disputes and Investigations
Alvarez & Marsal
/
Consulting · Professional Services · Late Stage
Dallas, TX
Full-time
$80K/yr - $110K/yr
Hybrid
Mid, Senior Level
3+ years exp
Less than 25 applicants


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Growth Opportunities

17 hours ago
Compliance Officer
Halcyon Days Consulting, LLC
/
Computer Software · Early Stage
Stevensville, MD
Full-time
$80K/yr - $110K/yr
Onsite
Mid, Senior Level
5+ years exp
47 applicants


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1 day agoBe an early applicant
Senior Compliance Specialist
Smith+Nephew
/
Medical Device · Late Stage
Andover, MA
Full-time
$90K/yr - $157K/yr
Hybrid
Senior Level
6+ years exp
Less than 25 applicants


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Comp. & Benefits

1 day agoBe an early applicant
Compliance Officer - Mortgages
UBS
/
Asset Management · Banking · Public
Nashville, TN
Full-time
$176K/yr - $229K/yr
Onsite
Senior Level, Lead/Staff
10+ years exp
Less than 25 applicants


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23 hours agoBe an early applicant
Vice President, Investment Compliance - Liberty Mutual Investments
Liberty Mutual Insurance
/
Finance · Financial Services · Late Stage
US-NY-New York
Full-time
$149K/yr - $198K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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1 day agoBe an early applicant
Accreditation/ISO Compliance Officer - Part Time
Methodist Le Bonheur Healthcare
/
Health Care · Health Diagnostics · Late Stage
Memphis, TN
Part-time
Onsite
Mid, Senior Level
3+ years exp
Less than 25 applicants


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H1B Sponsor Likely

1 day ago
Compliance Officer
Virtu Financial
/
Analytics · Cryptocurrency · Public
New York OR Austin
Full-time
$100K/yr - $175K/yr
Onsite
Mid, Senior Level
3+ years exp
79 applicants


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H1B Sponsor Likely

1 day agoBe an early applicant
Compliance Officer
Da Vinci
/
Finance · Financial Services · Growth Stage
Miami, FL
Full-time
$150K/yr - $150K/yr
Onsite
Mid, Senior Level
3+ years exp
Less than 25 applicants


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Growth Opportunities