Compliance Officer/ Legal Counsel

Guerra Wealth Advisors is a boutique firm focused on redefining retirement planning and holistic wealth management. They are seeking a Compliance Officer/ Legal Counsel to oversee compliance functions, manage regulatory relationships, and ensure the firm operates with integrity and full regulatory compliance.

Meet Guerra Wealth AdvisorsCompliance Officer/ Legal Council

Compliance Officer/ Legal Council

Guerra Wealth Advisors is a boutique firm dedicated to redefining retirement planning and holistic wealth management. They are seeking a Compliance Officer/ Legal Council to oversee compliance functions, manage regulatory relationships, and ensure the firm operates with integrity and full regulatory compliance.

Meet Guerra Wealth AdvisorsCompliance Officer/ Legal Council ($90,000 - $130,000 annually)

0.625 Legal Counsel & Head of Compliance

Guerra Wealth Advisors is a boutique firm focused on redefining retirement planning and holistic wealth management. They are seeking a Legal Counsel & Head of Compliance to lead all legal and compliance efforts, serve as a strategic advisor to executive leadership, and ensure regulatory compliance and risk management within the firm.

Meet Guerra Wealth AdvisorsLegal Counsel & Head of Compliance ($90,000 - $130,000 annually)

Guerra Wealth Advisors is a boutique firm focused on redefining retirement planning and holistic wealth management. They are seeking a Legal Counsel & Head of Compliance to oversee all legal and compliance efforts, advising executive leadership and ensuring full regulatory compliance across the firm.

Meet Guerra Wealth AdvisorsLegal Counsel & Head of Compliance

0.4285714328289032

Guerra Wealth Advisors is dedicated to redefining retirement planning and providing holistic wealth management. They are seeking a Compliance Officer/ Legal Council to ensure regulatory compliance and oversee compliance functions for their RIA, while fostering a culture of ethical excellence within the firm.

Meet Guerra Wealth Advisorscompliance Officer Legal Council in united states (1000+)