Investments Compliance Officer in united states (1000+)

Feedback

United States

Company

Experience Level

Job Type

Work Model

Date Posted

All Filters

10 hours agoBe an early applicant
Investment Banking Compliance Officer
Phaxis
/
Delivery · Human Resources · Growth Stage
New York, NY
Full-time
$175K/yr - $225K/yr
Onsite
Senior Level
Less than 25 applicants


ASK ORION
APPLY NOW


MATCH SCORE

18 hours agoBe an early applicant
Chief Compliance Officer for Investments & Reinsurance - Director
KKR
/
Advice · Asset Management · Public
New York, NY
Full-time
$225K/yr - $250K/yr
Onsite
Director/Executive
15+ years exp
Less than 25 applicants


ASK ORION
APPLY NOW


MATCH SCORE

1 day ago
Chief Compliance Officer - Broker-Dealer and Registered Investment Advisor
Mercury
/
Banking · Financial Services · Late Stage
New York, NY
Full-time
$270K/yr - $303K/yr
Onsite
Director/Executive
10+ years exp
42 applicants


ASK ORION
APPLY NOW


MATCH SCORE
H1B Sponsor Likely

6 days ago
Investments Compliance Officer
Invesco
/
Finance · Financial Services · Late Stage
Atlanta, GA
Full-time
Onsite
Mid Level
3+ years exp
58 applicants


ASK ORION
APPLY NOW


MATCH SCORE

5 months ago
Portfolio & Trading Compliance Officer, Mercer Investments
Marsh McLennan
/
Financial Services · Professional Services · Public
New York - 1290
Full-time
$91K/yr - $183K/yr
Hybrid
Mid, Senior Level
6+ years exp
Less than 25 applicants


ASK ORION
APPLY NOW


MATCH SCORE

1 week ago
Functional Compliance, Officer - State Street Investment Management
State Street
/
Banking · Finance · Public
Boston, MA
Full-time
$65K/yr - $114K/yr
Hybrid
Entry Level
1+ years exp
Less than 25 applicants


ASK ORION
APPLY NOW


MATCH SCORE

2 weeks ago
Regional Compliance Officer (West) - Key Investment Services (KIS)
KeyBank
/
Banking · Late Stage
United States
Full-time
$71K/yr - $125K/yr
Onsite
Mid, Senior Level
5+ years exp
49 applicants


ASK ORION
APPLY NOW


MATCH SCORE

3 weeks ago
Portfolio & Trading Compliance Officer, Mercer Investments
Marsh Risk
/
Consulting · Insurance · Late Stage
New York, NY
Full-time
$93K/yr - $187K/yr
Hybrid
Mid, Senior Level
6+ years exp
Less than 25 applicants


ASK ORION
APPLY NOW


MATCH SCORE
H1B Sponsor Likely

2 weeks ago
Investment Compliance Officer
National Society of Compliance Professionals
/
Compliance · Education · Early Stage
Austin, TX
Full-time
Onsite
Mid, Senior Level
Less than 25 applicants


ASK ORION
APPLY NOW


MATCH SCORE

3 months ago
Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – FIC Macro Compliance - Vice President
Deutsche Bank
/
Banking · Finance · Public
New York, 1 Columbus Circle
Full-time
$125K/yr - $203K/yr
Hybrid
Mid, Senior Level
58 applicants


ASK ORION
APPLY NOW


MATCH SCORE

2 weeks ago
Regional Compliance Officer - Key Investment Services (KIS)
KeyBank
/
Banking · Late Stage
Brooklyn, OH
Full-time
$71K/yr - $125K/yr
Hybrid
Senior Level
5+ years exp
Less than 25 applicants


ASK ORION
APPLY NOW


MATCH SCORE

2 weeks ago
Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – Credit - Vice President
Deutsche Bank
/
Banking · Finance · Public
New York, NY
Full-time
$125K/yr - $203K/yr
Hybrid
Mid, Senior Level
151 applicants


ASK ORION
APPLY NOW


MATCH SCORE

1 week ago
Deputy Compliance Officer - Registered Investment Advisor
Conselium Compliance Search
/
Recruiting · Staffing Agency · Early Stage
Dallas, TX
Full-time
Onsite
Mid Level
39 applicants


ASK ORION
APPLY NOW


MATCH SCORE

2 days agoBe an early applicant
Compliance Officer, Investigator
Purdue University
/
Accounting · Education · Late Stage
West Lafayette, IN
Full-time
Onsite
Entry, Mid Level
2+ years exp
Less than 25 applicants


ASK ORION
APPLY NOW


MATCH SCORE
Growth Opportunities
No H1B

3 days ago
Complaint Investigation Officer II
NEOGOV
/
GovTech · Human Resources · Late Stage
Minneapolis, MN
Full-time
$87K/yr - $105K/yr
Hybrid
Mid Level
3+ years exp
59 applicants


ASK ORION
APPLY NOW


MATCH SCORE

3 months ago
Code Compliance Officer ($3,000 RECRUITMENT INCENTIVE BONUS)
NEOGOV
/
GovTech · Human Resources · Late Stage
Sunrise, FL
Full-time
$53K/yr - $75K/yr
Onsite
Entry, Mid Level
Less than 25 applicants


ASK ORION
APPLY NOW


MATCH SCORE

4 hours agoBe an early applicant
Regional Compliance Officer
MaineHealth
/
Communities · Delivery · Late Stage
Westbrook, ME
Full-time
Onsite
Senior Level
5+ years exp
Less than 25 applicants


ASK ORION
APPLY NOW


MATCH SCORE
H1B Sponsor Likely

9 hours agoBe an early applicant
Compliance Officer
Allspring Global Investments
/
Asset Management · Consulting · Late Stage
Minneapolis, MN
Full-time
$100K/yr - $125K/yr
Hybrid
Senior Level, Lead/Staff
10+ years exp
Less than 25 applicants


ASK ORION
APPLY NOW


MATCH SCORE

11 hours ago
Compliance Officer
Edelman Financial Engines
/
Consulting · Financial Services · Late Stage
United States
Full-time
$78K/yr - $105K/yr
Remote
Mid, Senior Level
5+ years exp
41 applicants


ASK ORION
APPLY NOW


MATCH SCORE

1 hour agoBe an early applicant
University Compliance Officer – (Multiple Vacancies)
The City University of New York
/
Higher Education · Late Stage
New York, NY
Full-time
$146K/yr - $155K/yr
Hybrid
Senior Level, Lead/Staff
8+ years exp
Less than 25 applicants


ASK ORION
APPLY NOW


MATCH SCORE