Investment Advisor Compliance And Operational Risks Controls Manager in united states (1000+)

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United States

Company

Experience Level

Job Type

Work Model

Date Posted

1 month ago
Investment Advisor Compliance and Operational Risks Controls Manager
Moment
/
Financial Services · Growth Stage
New York, New York, United States
Full-time
$175K/yr - $225K/yr
Onsite
Senior Level
5+ years exp
47 applicants


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6 hours ago
Enterprise Operations & Risk - Risk & Control Assurance Advisor (“Change Maker”)
Fannie Mae
/
Late Stage
Washington, DC
Contract
$138K/yr - $180K/yr
Onsite
Senior Level
6+ years exp
69 applicants


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Comp. & Benefits

15 hours agoBe an early applicant
Compliance - Operational Risk Management Lead - Vice President
Chase
/
Financial Services · Late Stage
10420 Highland Manor Dr, Tampa, FL, 33610, US
Full-time
Onsite
Senior Level
Less than 25 applicants


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16 hours ago
Compliance - Operational Risk Management Lead - Vice President
JPMorganChase
/
Financial Services · Public
10420 Highland Manor Dr, Tampa, FL, 33610, US
Full-time
Onsite
Senior Level
32 applicants


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Growth Opportunities
H1B Sponsor Likely

1 day ago
Investment Management - Operational Risk Officer- Financial Crimes Risk Vice President
Morgan Stanley
/
Financial Services · Public
Purchase, NY
Full-time
$140K/yr - $200K/yr
Onsite
Senior Level, Lead/Staff
8+ years exp
200+ applicants


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1 day ago
Service Finance Risk Consultant (Complaints Oversight, Operational Loss Events, and Fraud Management)
Truist
/
Financial Services · Late Stage
Boca Raton, FL
Full-time
Onsite
Senior Level, Lead/Staff
12+ years exp
83 applicants


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H1B Sponsor Likely

1 day ago
Manager, Financial Risks, Controls and Compliance
CRH
/
Building Materials · Public
Atlanta, GA
Full-time
Onsite
Mid, Senior Level
5+ years exp
164 applicants


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1 week ago
Manager II, Compliance & Risk Operations
Radian Generation
/
Information Technology & Services · Growth Stage
United States
Full-time
$100K/yr - $120K/yr
Remote
Mid, Senior Level
4+ years exp
36 applicants


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2 months ago
Product Owner, Risk Management & Compliance - Liberty Mutual Investments
Liberty Mutual Insurance
/
Insurance · Late Stage
US-MA-Boston
Full-time
Onsite
Senior Level
5+ years exp
60 applicants


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H1B Sponsor Likely

1 month ago
Global Financial Crimes Compliance Officer, Technology (Advisory, Risk & Controls) - Vice President
MUFG
/
Late Stage
Irving, TX
Full-time
$110K/yr - $160K/yr
Hybrid
Mid, Senior Level
7+ years exp
84 applicants


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1 month ago
Managing Director - Risk Advisory (Strategic & Operational)
CrossCountry Consulting
/
Management Consulting · Late Stage
Chicago, IL
Full-time
$225K/yr - $470K/yr
Hybrid
Director/Executive
15+ years exp
54 applicants


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Growth Opportunities
H1B Sponsor Likely

2 days agoBe an early applicant
Principal Associate, Compliance Controls Testing & Quality Review (Risk Management)
Capital One
/
Public
Richmond, VA
Full-time
$110K/yr - $125K/yr
Onsite
Mid, Senior Level
3+ years exp
Less than 25 applicants


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Comp. & Benefits
No H1B

3 months ago
Manager, Fraud Risk & Compliance Operations
WEX
/
Computer Software · Public
Midvale, UT
Full-time
$109K/yr - $145K/yr
Onsite
Mid, Senior Level
7+ years exp
48 applicants


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H1B Sponsor Likely

1 week ago
Head of Operational Risk – Investment Banking & Asset Management
Madison-Davis, LLC
/
Staffing & Recruiting · Growth Stage
NYC Metro Area
Full-time
$225K/yr - $275K/yr
Hybrid
Director/Executive
200+ applicants


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Growth Opportunities
H1B Sponsor Likely

3 days ago
Operational Risk Management Department-Risk and Control Self-Assessment (RCSA) AVP/VP
Bank of China USA
/
Late Stage
New York, NY
Full-time
$65K/yr - $230K/yr
Onsite
Senior Level, Lead/Staff
10+ years exp
84 applicants


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H1B Sponsor Likely

3 months ago
Sr. Compliance Manager – Operational Risk Testing
KeyBank
/
Late Stage
United States
Full-time
$112K/yr - $210K/yr
Remote
Senior Level
6+ years exp
91 applicants


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1 week ago
Senior Managing Director, Risk Advisory, Global Investigations & Forensic Accounting
Ankura
/
Management Consulting · Late Stage
United States
Full-time
Remote
Director/Executive
20+ years exp
93 applicants


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H1B Sponsor Likely

4 days ago
Controls Management Specialist - Governance Risk and Compliance
TikTok
/
Entertainment · Late Stage
Washington, DC
Full-time
$132K/yr - $243K/yr
Hybrid
Senior Level
5+ years exp
200+ applicants


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H1B Sponsor Likely

2 weeks ago
Compliance and Operational Risk Manager- Foreign Exchange Coverage
Bank of America
/
Banking · Public
New York, NY
Full-time
Onsite
Senior Level
7+ years exp
99 applicants


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H1B Sponsor Likely

1 week ago
Investment Operations Control Manager
Vanguard
/
Financial Services · Late Stage
Malvern, PA
Full-time
Hybrid
Senior Level
5+ years exp
Less than 25 applicants


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H1B Sponsored