Compliance Consultant For Broker Dealers (series 24 Required) in united states (1000+)

316 results for "Compliance Consultant For Broker Dealers (series 24 Required)"

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18 hours ago
Managing Director, Broker Dealer Consulting & Compliance
ACA Group
/
Cyber Security · Finance · Late Stage
United States
Full-time
Remote
Senior Level, Lead/Staff
10+ years exp
162 applicants


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H1B Sponsor Likely

1 month ago
Capital Markets Compliance Analyst- Series 24/Broker-Dealer Supervision
Regions Bank
/
Banking · Property & Casualty Insurance · Late Stage
Atlanta, GA
Full-time
$95K/yr - $122K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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6 days ago
Broker-dealer compliance and supervision consultant
Patil Law, P.C.
/
Law Practice · Early Stage
United States
Contract
Remote
Senior Level
5+ years exp
98 applicants


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3 days ago
Compliance Consultant for Broker-Dealers (Series 24 Required)
Abide Consulting Group
/
Financial Services · Early Stage
United States
Contract
Remote
Senior Level
5+ years exp
36 applicants


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1 week ago
Broker Dealer Compliance Consultant
Madison-Davis, LLC
/
Human Resources · Information Technology · Growth Stage
NYC Metro Area
Contract
Hybrid
Mid Level
91 applicants


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Growth Opportunities
H1B Sponsor Likely

20 hours ago
Risk Management Advisor
Aqua
/
Customer Service · Professional Services · Public
Pittsburgh, PA
Full-time
Onsite
Senior Level
5+ years exp
26 applicants


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22 hours agoBe an early applicant
Stop Loss Group Underwriter Consultant, Senor
Elevance Health
/
Healthcare · Wellness · Public
Miami, FL
Full-time
$105K/yr - $172K/yr
Hybrid
Mid, Senior Level
7+ years exp
Less than 25 applicants


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H1B Sponsor Likely

1 day ago
Compliance Consultant - Wealth Management
Voya Financial
/
Finance · Financial Services · Public
Boston, MA
Full-time
$115K/yr - $145K/yr
Onsite
Senior Level
5+ years exp
32 applicants


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1 day agoBe an early applicant
Underwriter Consultant (Surety)
CNA Insurance
/
Finance · Real Estate · Public
Overland Park, KS
Full-time
Hybrid
Senior Level, Lead/Staff
8+ years exp
Less than 25 applicants


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H1B Sponsor Likely

1 day agoBe an early applicant
Financial Consultant - Commercial Lines (Remote)
CSAA Insurance Group, a AAA Insurer
/
Travel · Non Profit · Late Stage
United States
Full-time
$130K/yr - $144K/yr
Remote
Senior Level, Lead/Staff
8+ years exp
Less than 25 applicants


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Comp. & Benefits
No H1B

1 day agoBe an early applicant
Business Banking Treasury Management Payments Consultant 4
U.S. Bank
/
Lending · Finance · Public
Dallas, TX
Full-time
$105K/yr - $124K/yr
Hybrid
Mid, Senior Level
5+ years exp
Less than 25 applicants


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1 day agoBe an early applicant
Stop Loss Group Underwriter Consultant, Senior
Elevance Health
/
Healthcare · Wellness · Public
Wallingford, CT
Full-time
$105K/yr - $165K/yr
Hybrid
Mid, Senior Level
7+ years exp
Less than 25 applicants


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H1B Sponsor Likely

2 days agoBe an early applicant
Compliance Advisor
Dynasty Financial Partners
/
Finance · Consulting · Growth Stage
St Petersburg,FL,US
Full-time
Onsite
Entry, Mid Level
2+ years exp
Less than 25 applicants


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2 days agoBe an early applicant
Business Unit Risk Advisor II
Leadership Triangle
/
Non Profit · Education · Early Stage
Raleigh, NC
Full-time
Onsite
Senior Level, Lead/Staff
8+ years exp
Less than 25 applicants


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1 month ago
Compliance Risk Advisor
CIBC
/
Finance · Banking · Public
Chicago, IL
Full-time
$100K/yr - $115K/yr
Onsite
Mid Level
3+ years exp
77 applicants


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2 weeks ago
Compliance Risk Advisor
CIBC US
/
Finance · Banking · Late Stage
Chicago, IL
Full-time
$100K/yr - $115K/yr
Onsite
Mid Level
3+ years exp
100 applicants


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H1B Sponsor Likely

1 month ago
Compliance Consultant I
Kaiser Permanente
/
Non Profit · Healthcare · Late Stage
Atlanta, GA
Full-time
Onsite
Entry Level
1+ years exp
200+ applicants


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Comp. & Benefits

3 days agoBe an early applicant
Compliance Advisor
Fidelity Bank
/
Customer Service · Finance · Late Stage
Boston, MA
Full-time
$74K/yr - $141K/yr
Hybrid
New Grad, Entry Level
Less than 25 applicants


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No H1B

3 days ago
Compliance Advisor
Fidelity Investments
/
Finance · Wellness · Late Stage
Boston, MA
Full-time
$74K/yr - $141K/yr
Hybrid
New Grad, Entry Level
33 applicants


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Growth Opportunities
No H1B

4 weeks ago
Risk Advisor - Voluntary Benefits
Relation Insurance Services
/
Finance · Consulting · Late Stage
United States
Full-time
Remote
Entry, Mid Level
2+ years exp
36 applicants


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