Capital Markets Compliance Analyst Series 24 Broker Dealer Supervision in united states (1000+)

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2 months ago
Capital Markets Compliance Analyst- Series 24/Broker-Dealer Supervision
Regions Bank
/
Banking · Property & Casualty Insurance · Late Stage
Atlanta, GA
Full-time
$95K/yr - $122K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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1 week ago
Assurance Manager - Broker Dealer/Capital Markets
RSM US LLP
/
Accounting · Finance · Late Stage
Denver, CO
Full-time
$90K/yr - $170K/yr
Onsite
Senior Level
5+ years exp
Less than 25 applicants


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Growth Opportunities
No H1B

2 weeks ago
Capital Markets & Corporate Compliance Associate (#1030) - Denver
Dorsey & Whitney LLP
/
Legal · Professional Services · Late Stage
Denver, CO
Full-time
$245K/yr - $265K/yr
Onsite
Mid Level
4+ years exp
Less than 25 applicants


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H1B Sponsor Likely

3 weeks ago
Senior Compliance Analyst - Broker Dealer / RIA
Ameritas
/
Finance · Property & Casualty Insurance · Late Stage
Lincoln, NE
Full-time
$67K/yr - $110K/yr
Hybrid
Mid, Senior Level
1+ years exp
Less than 25 applicants


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No H1B

2 days ago
Compliance Analyst (Broker Dealer Support)
Hartford Funds
/
Finance · Banking · Growth Stage
Wayne, PA
Full-time
Onsite
Entry, Mid Level
2+ years exp
32 applicants


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2 months ago
Internal Auditor Broker Dealer Capital Markets
Artius Solutions
/
Consulting · Human Resources · Early Stage
New York, NY
Contract
$80/hr - $95/hr
Hybrid
Senior Level, Lead/Staff, Director/Executive
10+ years exp
37 applicants


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2 months ago
Investment Banking Senior Associate/Vice President | Broker-Dealer & Capital Markets
Houlihan Lokey
/
Finance · Banking · Public
New York, NY, USA
Full-time
$200K/yr - $250K/yr
Onsite
Mid, Senior Level
5+ years exp
53 applicants


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Growth Opportunities
H1B Sponsor Likely

4 months ago
Senior Vice President - Compliance (Capital Markets Supervisory)
PJT Partners
/
Energy · Finance · Public
New York
Full-time
$175K/yr - $200K/yr
Onsite
Mid, Senior Level
5+ years exp
58 applicants


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Growth Opportunities
H1B Sponsor Likely

3 days agoBe an early applicant
Broker Dealer Compliance Analyst
FIS
/
Finance · Banking · Public
Bolingbrook, IL
Full-time
$59K/yr - $97K/yr
Onsite
Entry, Mid Level
2+ years exp
Less than 25 applicants


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5 months ago
Assurance Manager - Broker Dealer/Capital Markets
RSM US LLP
/
Accounting · Finance · Late Stage
Dallas
Full-time
$90K/yr - $170K/yr
Onsite
Senior Level
5+ years exp
Less than 25 applicants


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Growth Opportunities
No H1B

3 weeks ago
Broker-Dealer Compliance Analyst
JCW Group
/
Human Resources · Recruiting · Growth Stage
New York, NY
Full-time
$80K/yr - $100K/yr
Onsite
Entry Level
1+ years exp
87 applicants


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Growth Opportunities

8 hours agoBe an early applicant
Analyst, Treasury Ops & FRM
Royal Caribbean Group
/
Travel · Public
Miami, FL
Full-time
Onsite
Entry, Mid Level
1+ years exp
Less than 25 applicants


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No H1B

10 hours agoBe an early applicant
Senior Treasury Liquidity Analyst
TD Securities
/
Finance · Banking · Late Stage
New York, NY
Full-time
$69K/yr - $112K/yr
Onsite
Senior Level
5+ years exp
Less than 25 applicants


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H1B Sponsor Likely

14 hours agoBe an early applicant
Futures Surveillance Compliance Associate , Chicago
Societe Generale
/
Finance · Banking · Public
Chicago, IL
Full-time
$86K/yr - $154K/yr
Onsite
Entry, Mid Level
2+ years exp
Less than 25 applicants


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H1B Sponsor Likely

11 hours agoBe an early applicant
Credit and Compliance Analyst
Smith & Associates
/
Retail · Semiconductor · Late Stage
Houston, TX
Full-time
Onsite
Entry Level
1+ years exp
Less than 25 applicants


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Comp. & Benefits

12 hours ago
Financial Compliance Analyst
Amyx, Inc.
/
Cyber Security · Software · Late Stage
O'Fallon, IL, US
Full-time
Onsite
New Grad, Entry Level
52 applicants


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Growth Opportunities
No H1B

17 hours ago
Capital Markets Senior Analyst
Dart Bank
/
Social Media · Finance · Growth Stage
Mortgage Division Office - Lansing, MI 48912
Full-time
Onsite
Senior Level
5+ years exp
42 applicants


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Growth Opportunities
No H1B

19 hours ago
Capital Markets Senior Analyst
Dispatch Energy
/
Energy · Renewable Energy · Early Stage
New York, NY
Full-time
$90K/yr - $130K/yr
Hybrid
Mid, Senior Level
2+ years exp
59 applicants


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15 hours agoBe an early applicant
Sr Trade Compliance Analyst
Honeywell
/
Aerospace · Electronics · Public
Charlotte, NC
Full-time
Hybrid
Senior Level
5+ years exp
Less than 25 applicants


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Growth Opportunities
No H1B

16 hours ago
Expert Regulatory Finance Analyst
Pacific Gas and Electric Company
/
Energy · Agriculture · Public
Oakland General Office (OGO)
Full-time
$118K/yr - $188K/yr
Hybrid
Senior Level
5+ years exp
69 applicants


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MATCH SCORE
H1B Sponsor Likely