Capital Markets Compliance Analyst Series 24 Broker Dealer Supervision in united states (1000+)

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1 week ago
Capital Markets Compliance Analyst- Series 24/Broker-Dealer Supervision
Regions Bank
/
Banking · Insurance · Late Stage
Atlanta, GA
Full-time
$95K/yr - $122K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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1 day ago
Analytics Junior Sales, Americas Broker Dealers & Market Makers
MSCI Inc.
/
Analytics · Financial Services · Public
New York, United States
Full-time
$100K/yr - $130K/yr
Hybrid
Entry Level
3+ years exp
47 applicants


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Comp. & Benefits
H1B Sponsor Likely

2 days ago
Analytics Junior Sales Americas Broker Dealers and Market Makers
MSCI Private Assets
/
Financial Services · Late Stage
US-NY-New York
Full-time
$100K/yr - $130K/yr
Onsite
Entry, Mid Level
3+ years exp
41 applicants


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2 weeks ago
Compliance Analyst - Capital Markets Branch Oversight
Baird
/
Financial Services · Late Stage
Milwaukee, WI
Full-time
Hybrid
Entry, Mid Level
1+ years exp
Less than 25 applicants


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Growth Opportunities

2 weeks ago
Broker Dealer Compliance Analyst
Aspida
/
Finance · Financial Services · Growth Stage
Durham, NC
Full-time
Hybrid
Senior Level
5+ years exp
89 applicants


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Growth Opportunities

2 weeks ago
Broker Dealer Compliance Analyst
FIS
/
Banking · Financial Services · Public
Bolingbrook, IL
Full-time
$59K/yr - $97K/yr
Onsite
Entry, Mid Level
2+ years exp
99 applicants


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3 months ago
Assurance Manager - Broker Dealer/Capital Markets
RSM US LLP
/
Accounting · Consulting · Late Stage
Dallas
Full-time
$90K/yr - $170K/yr
Onsite
Senior Level
5+ years exp
Less than 25 applicants


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Growth Opportunities
No H1B

1 week ago
Marketing Compliance Broker/Dealer Officer
TCW
/
Asset Management · Finance · Late Stage
Los Angeles, CA
Full-time
$115K/yr - $150K/yr
Hybrid
Senior Level
6+ years exp
48 applicants


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H1B Sponsor Likely

1 week ago
Compliance Supervisor - Broker Dealer
NewEdge Capital Group
/
Advice · Finance · Growth Stage
Pittsburgh, PA
Full-time
Onsite
Mid, Senior Level
2+ years exp
Less than 25 applicants


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1 week ago
Senior Compliance Analyst (Broker-Dealer)
Atlantic Group
/
B2B · Human Resources · Growth Stage
New York, NY
Full-time
$95K/yr - $125K/yr
Hybrid
Mid, Senior Level
3+ years exp
Less than 25 applicants


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Growth Opportunities

2 weeks ago
Internal Auditor Broker Dealer Capital Markets
Artius Solutions
/
Consulting · Information Technology · Early Stage
New York, NY
Contract
$80/hr - $95/hr
Hybrid
Senior Level, Lead/Staff, Director/Executive
10+ years exp
37 applicants


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1 week ago
Investment Banking Senior Associate/Vice President | Broker-Dealer & Capital Markets
Houlihan Lokey
/
Banking · Finance · Public
New York, NY, USA
Full-time
$200K/yr - $250K/yr
Onsite
Mid, Senior Level
5+ years exp
53 applicants


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Growth Opportunities
H1B Sponsor Likely

2 months ago
Senior Vice President - Compliance (Capital Markets Supervisory)
PJT Partners
/
Advice · Asset Management · Public
New York
Full-time
$175K/yr - $200K/yr
Onsite
Mid, Senior Level
5+ years exp
58 applicants


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Growth Opportunities
H1B Sponsor Likely

4 months ago
Broker Dealer Compliance Analyst
FIS
/
Banking · Financial Services · Public
US IL BOL 270 SteA
Full-time
$59K/yr - $97K/yr
Onsite
Entry, Mid Level
2+ years exp
69 applicants


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1 month ago
Analytics Junior Sales, Americas Broker Dealers & Market Makers
MSCI Private Assets
/
Financial Services · Late Stage
US-NY-New York
Full-time
$100K/yr - $130K/yr
Hybrid
Entry, Mid Level
3+ years exp
47 applicants


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13 hours agoBe an early applicant
Corporate Treasury Analyst, Specialist
Vanguard
/
Finance · Financial Services · Late Stage
Arizona, United States
Full-time
Hybrid
Mid Level
3+ years exp
Less than 25 applicants


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No H1B

20 hours ago
Capital Markets Analyst
Newmark
/
Advice · Commercial Real Estate · Public
New York, NY
Full-time
$80K/yr - $110K/yr
Onsite
Entry, Mid Level
2+ years exp
200+ applicants


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H1B Sponsor Likely

19 hours ago
Analyst Transaction Advisory & Analytics (2 of 2)
Brilliant®
/
Staffing & Recruiting · Growth Stage
Atlanta, GA
Full-time
$125K/yr - $175K/yr
Onsite
Entry, Mid Level
2+ years exp
200+ applicants


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Growth Opportunities

19 hours agoBe an early applicant
Senior Analyst - Global Finance Systems
QBE North America
/
Insurance · Late Stage
Greater Hartford
Full-time
$68K/yr - $112K/yr
Hybrid
Mid, Senior Level
Less than 25 applicants


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No H1B

19 hours ago
Analyst, Transaction Advisory Services
Kroll
/
Accounting · Consulting · Late Stage
Dallas, TX
Full-time
Hybrid
Entry Level
1+ years exp
121 applicants


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H1B Sponsor Likely