Broker Dealer Regulatory Governance Advisory Compliance Officer in united states (1000+)

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11 hours ago
Broker Dealer Regulatory Governance Advisory Compliance Officer
SMBC Group
/
Advice · Banking · Late Stage
New York, NY
Full-time
$139K/yr - $200K/yr
Hybrid
Mid, Senior Level
62 applicants


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H1B Sponsor Likely

11 hours ago
Associate, Broker-Dealer Private Side Compliance Advisory
SMBC Group
/
Advice · Banking · Late Stage
New York, NY
Full-time
$82K/yr - $140K/yr
Hybrid
Mid Level
4+ years exp
38 applicants


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H1B Sponsor Likely

2 weeks ago
Chief Compliance Officer - Broker-Dealer and Registered Investment Advisor
Mercury
/
Banking · Financial Services · Late Stage
New York, NY
Full-time
$270K/yr - $303K/yr
Onsite
Director/Executive
10+ years exp
32 applicants


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H1B Sponsor Likely

1 month ago
Broker Dealer Compliance Officer
BTG Pactual
/
Asset Management · Banking · Public
Miami
Full-time
Onsite
Mid Level
3+ years exp
Less than 25 applicants


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Comp. & Benefits

1 week ago
Marketing Compliance Broker/Dealer Officer
TCW
/
Asset Management · Finance · Late Stage
Los Angeles, CA
Full-time
$115K/yr - $150K/yr
Hybrid
Senior Level
6+ years exp
48 applicants


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H1B Sponsor Likely

6 days ago
Broker Dealer Compliance Officer
Fortune 500
/
Staffing & Recruiting · Early Stage
NYC Metro Area
Contract
Onsite
Entry, Mid, Senior Level
69 applicants


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1 week ago
Compliance Officer - Broker Dealer
Phaxis
/
Delivery · Human Resources · Growth Stage
New York, NY
Contract
$60/hr - $70/hr
Onsite
Senior Level
5+ years exp
Less than 25 applicants


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2 weeks ago
Compliance Advisory Associate - Private Side, Broker-Dealer
SMBC Group
/
Advice · Banking · Late Stage
Jersey City, NJ
Full-time
$82K/yr - $140K/yr
Hybrid
Mid, Senior Level
4+ years exp
43 applicants


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H1B Sponsor Likely

1 week ago
VP Compliance Officer - Broker Dealer
JCW Group
/
Human Resources · Recruiting · Growth Stage
New York, United States
Full-time
Onsite
Senior Level, Lead/Staff, Director/Executive
7+ years exp
69 applicants


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Growth Opportunities

5 days agoBe an early applicant
Broker Dealer Compliance Officer
Mission Staffing
/
Finance · Recruiting · Growth Stage
NYC Metro Area
Contract
$60/hr - $65/hr
Onsite
Senior Level
5+ years exp
Less than 25 applicants


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4 days ago
Compliance Officer-Broker Dealer Advisory
Atlas Search
/
Finance · Recruiting · Growth Stage
NYC Metro Area
Full-time
$150K/yr - $200K/yr
Hybrid
Mid Level
50 applicants


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Growth Opportunities

9 hours agoBe an early applicant
Finance Consultant
Golden Legacy Financial
/
Financial Services · Early Stage
United States
Part-time
$2,500/mo - $20,000/mo
Remote
New Grad, Entry Level
Less than 25 applicants


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No H1B

11 hours agoBe an early applicant
Senior Associate, Transaction Advisory Services
Kroll
/
Accounting · Consulting · Late Stage
Dallas, TX
Full-time
Hybrid
Mid, Senior Level
2+ years exp
Less than 25 applicants


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H1B Sponsor Likely

11 hours ago
Senior Underwriting Consultant
Pacific Life
/
Finance · Financial Services · Late Stage
United States
Full-time
$119K/yr - $146K/yr
Remote
Mid, Senior Level
7+ years exp
134 applicants


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Comp. & Benefits
H1B Sponsor Likely

12 hours agoBe an early applicant
Security Based Swap Dealer Senior Compliance Officer
StoneX Group Inc.
/
Finance · Financial Services · Public
Winter Park, FL
Full-time
$150K/yr - $190K/yr
Hybrid
Senior Level
7+ years exp
Less than 25 applicants


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No H1B

14 hours agoBe an early applicant
Asset Backed Products and Structured Finance Attorney
Societe Generale
/
Asset Management · Banking · Public
New York, United States
Full-time
Hybrid
Mid, Senior Level
4+ years exp
Less than 25 applicants


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H1B Sponsor Likely

14 hours ago
Transaction Advisor - Due Diligence
Lockton
/
Auto Insurance · Insurance · Late Stage
Kansas City, MO
Full-time
Onsite
Entry, Mid Level
2+ years exp
44 applicants


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13 hours agoBe an early applicant
Security Based Swap Dealer Senior Compliance Officer
StoneX Group Inc.
/
Finance · Financial Services · Public
Miami, FL
Full-time
$150K/yr - $190K/yr
Hybrid
Senior Level
7+ years exp
Less than 25 applicants


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No H1B

1 day agoBe an early applicant
ESOP Compliance Attorney - Flexible Location
Clark Hill Law
/
Banking · Legal · Late Stage
Philadelphia, PA
Full-time
$350K/yr - $475K/yr
Hybrid
Senior Level, Lead/Staff
8+ years exp
Less than 25 applicants


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H1B Sponsor Likely

1 day ago
Energy Trading Sr Advisor - Midstream
Apache Corporation
/
Clean Energy · Energy · Public
Houston, TX
Full-time
Onsite
Senior Level, Lead/Staff
10+ years exp
49 applicants


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